Wealth manager, independent · Indianapolis, IN
Quantum Financial Services Inc.
SEC-registered investment adviser · CRD 121631 · SEC 801-67729
At a glance
Quantum Financial Services Inc. is an SEC-registered investment adviser based in Indianapolis, Indiana, with $731 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 78 individual clients. By Form ADV it is a wealth manager, ranked 2,068th of 8,915 wealth managers and 6,403rd of 17,210 SEC-registered advisers by assets.
Main office 317-845-1786quantumfinancialinc.comAs filed on Form ADV
- Regulatory AUM
- $731M
- Rank among wealth managers
- #2,068 of 8,915
- Rank among all SEC RIAs
- #6,403 of 17,210
- Rank in Indiana
- #47 of 146
- Individual clients
- 78
- High-net-worth clients
- 78
- Accounts
- 516
- Discretionary
- 0% of AUM
- Employees
- 2
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Jack T. KowalPresident/chief Compliance Officer
Custody and brokerage
Custodian
Quantum Financial Services Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 78 | $731M | 100% |
Disciplinary disclosures
Quantum Financial Services Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗quantumfinancialinc.com ↗
AtlasMembers
The full record on Quantum Financial Services Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 4,365 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Quantum Financial Services Inc. manage?
Quantum Financial Services Inc. reports $731 million in regulatory assets under management across 516 accounts, on its Form ADV filed March 31, 2026.
What kind of firm is Quantum Financial Services Inc.?
Quantum Financial Services Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Quantum Financial Services Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($731 million, 78 clients).
Does Quantum Financial Services Inc. have any disciplinary history?
Quantum Financial Services Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Quantum Financial Services Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →