Wealth manager, independent · Newton, MA
Proficio Capital Partners LLC
SEC-registered investment adviser · CRD 269931 · SEC 801-106483
At a glance
Proficio Capital Partners LLC is an SEC-registered investment adviser based in Newton, Massachusetts, with $8.2 billion in regulatory assets under management as of its Form ADV filed September 1, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 143 individual clients. By Form ADV it is a wealth manager, ranked 209th of 8,915 wealth managers and 1,543rd of 17,210 SEC-registered advisers by assets.
Main office 617-340-8425proficiocap.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $8.2B
- Rank among wealth managers
- #209 of 8,915
- Rank among all SEC RIAs
- #1,543 of 17,210
- Rank in Massachusetts
- #112 of 627
- Individual clients
- 143
- High-net-worth clients
- 143
- Accounts
- 1,538
- Discretionary
- 93% of AUM
- Employees
- 25
- Advisory staff
- 11
- Offices
- 2
Owners and executives on its Form ADV
- Matthew H. WoskManaging Member
- Peter W. KronbergGeneral Counsel/chief Compliance Officer
- Robert J HaberChief Investment Officer, Member
- Justin T. SussmanChief Operating Officer/partner
- Sheldon HanauChief Strategy Officer
- Lauren E. DenklauChief Administration Officer
- Richard A. BlondManaging Partner - Florida
- Kathleen C. HerrChief Financial Officer
- Warren O. MayshakPartner, Portfolio Management
- Gregory BurkePartner Portfolio Manager
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 143 | $7.2B | 88% |
| Corporations or other businesses | 1 | $506M | 6% |
| Pooled investment vehicles | 9 | $339M | 4% |
| Investment companies | 1 | $95M | 1% |
| Other investment advisers | 6 | $55M | <1% |
Private funds
Proficio Capital Partners LLC reports 8 private funds with $286M in gross assets: venture capital funds, real estate funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Proficio Capital Partners LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗proficiocap.com ↗
AtlasMembers
The full record on Proficio Capital Partners LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 506 peers of its type and size
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- Owners and executives, with titles and stakes
- 10 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Proficio Capital Partners LLC manage?
Proficio Capital Partners LLC reports $8.2 billion in regulatory assets under management across 1,538 accounts, 93% of it on a discretionary basis, on its Form ADV filed September 1, 2026.
What kind of firm is Proficio Capital Partners LLC?
Proficio Capital Partners LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Proficio Capital Partners LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($7.2 billion, 143 clients); corporations or other businesses ($506 million, 1 clients); pooled investment vehicles ($339 million, 9 clients).
Does Proficio Capital Partners LLC manage private funds?
Yes. It reports 8 private funds with $286 million in gross assets, including venture capital funds, real estate funds, other private funds.
Does Proficio Capital Partners LLC have any disciplinary history?
Proficio Capital Partners LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Proficio Capital Partners LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →