Wealth manager, wrap-program sponsor · Marietta, GA
Proactive Wealth Strategies, LLC
SEC-registered investment adviser · CRD 318872 · SEC 801-123491
At a glance
Proactive Wealth Strategies, LLC is an SEC-registered investment adviser based in Marietta, Georgia, with $316 million in regulatory assets under management as of its Form ADV filed July 9, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 429 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 4,227th of 8,915 wealth managers and 9,911th of 17,210 SEC-registered advisers by assets.
Main office 770-971-4142pwsatlanta.comAs filed on Form ADV
- Regulatory AUM
- $316M
- Rank among wealth managers
- #4,227 of 8,915
- Rank among all SEC RIAs
- #9,911 of 17,210
- Rank in Georgia
- #192 of 331
- Individual clients
- 429
- High-net-worth clients
- 105
- Accounts
- 1,200
- Discretionary
- 100% of AUM
- Employees
- 4
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Craig R. SeligmanPartner
- Lauren G. GretchenChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Proactive Wealth Strategies, LLC is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed July 2026) names LPL Financial as the broker-dealer its advisers are registered with.
The individuals that are licensed as registered representatives of LPL Financial are subject to regulations that restrict them from conducting securities transactions away from LPL Financial without written authorization from LPL Financial.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 105 | $204M | 65% |
| Individuals | 324 | $101M | 32% |
| Corporations or other businesses | 12 | $10M | 3% |
| Pension and profit sharing plans | 1 | $0M | <1% |
Disciplinary disclosures
Proactive Wealth Strategies, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗pwsatlanta.com ↗
AtlasMembers
The full record on Proactive Wealth Strategies, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
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- Growth over one, three and five years
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- Rank against 6,540 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Proactive Wealth Strategies, LLC manage?
Proactive Wealth Strategies, LLC reports $316 million in regulatory assets under management across 1,200 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 9, 2026.
What kind of firm is Proactive Wealth Strategies, LLC?
Proactive Wealth Strategies, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Proactive Wealth Strategies, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($204 million, 105 clients); individuals ($101 million, 324 clients); corporations or other businesses ($10 million, 12 clients).
Does Proactive Wealth Strategies, LLC have any disciplinary history?
Proactive Wealth Strategies, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Proactive Wealth Strategies, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →