Wealth manager, independent · Salisbury, MD
PKS Investment Advisors LLC
SEC-registered investment adviser · CRD 110147 · SEC 801-96235
At a glance
PKS Investment Advisors LLC is an SEC-registered investment adviser based in Salisbury, Maryland, with $367 million in regulatory assets under management as of its Form ADV filed March 27, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 457 individual clients. By Form ADV it is a wealth manager, ranked 3,772nd of 8,915 wealth managers and 9,196th of 17,210 SEC-registered advisers by assets.
Main office 410-546-5600pksadvisors.comAs filed on Form ADV
- Regulatory AUM
- $367M
- Rank among wealth managers
- #3,772 of 8,915
- Rank among all SEC RIAs
- #9,196 of 17,210
- Rank in Maryland
- #130 of 227
- Individual clients
- 457
- High-net-worth clients
- 73
- Accounts
- 986
- Discretionary
- 71% of AUM
- Employees
- 9
- Advisory staff
- 8
- Offices
- 3
Owners and executives on its Form ADV
- Daniel M. O'ConnellManaging Partner / President/chief Compliance Officer
- Genevee G. LekitesMember
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 73 | $205M | 56% |
| Pension and profit sharing plans | 34 | $80M | 22% |
| Individuals | 384 | $75M | 20% |
| Corporations or other businesses | 9 | $7M | 2% |
Disciplinary disclosures
PKS Investment Advisors LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗pksadvisors.com ↗
AtlasMembers
The full record on PKS Investment Advisors LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 6,231 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does PKS Investment Advisors LLC manage?
PKS Investment Advisors LLC reports $367 million in regulatory assets under management across 986 accounts, 71% of it on a discretionary basis, on its Form ADV filed March 27, 2026.
What kind of firm is PKS Investment Advisors LLC?
PKS Investment Advisors LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are PKS Investment Advisors LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($205 million, 73 clients); pension and profit sharing plans ($80 million, 34 clients); individuals ($75 million, 384 clients).
Does PKS Investment Advisors LLC have any disciplinary history?
PKS Investment Advisors LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is PKS Investment Advisors LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →