Asset manager · Garden City, NY
Piton Investment Management, LP
SEC-registered investment adviser · CRD 282517 · SEC 801-107227
At a glance
Piton Investment Management, LP is an SEC-registered investment adviser based in Garden City, New York, with $928 million in regulatory assets under management as of its Form ADV filed April 24, 2026. Its largest client group by assets is other investment advisers, and it reports 7 individual clients. By Form ADV it is a asset manager, ranked 1,394th of 3,218 asset managers and 5,606th of 17,210 SEC-registered advisers by assets.
Main office 646-518-2800pitonim.comAs filed on Form ADV
- Regulatory AUM
- $928M
- Rank among asset managers
- #1,394 of 3,218
- Rank among all SEC RIAs
- #5,606 of 17,210
- Rank in New York
- #1,192 of 2,591
- Individual clients
- 7
- High-net-worth clients
- 5
- Accounts
- 177
- Discretionary
- 100% of AUM
- Employees
- 9
- Advisory staff
- 6
- Offices
- 1
Owners and executives on its Form ADV
- James P. FortescueChief Executive Officer
- Kristopher R. KonradDirector
- James P. SlatteryPresident, Chief Financial Officer and Chief Operating Officer
- Brian M. LockwoodChief Investment Officer
- Walter A. GilmoreCCO
Custody and brokerage
Broker-dealer
Hybrid RIA
Piton Investment Management, LP is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other investment advisers | 11 | $629M | 68% |
| Investment companies | 2 | $227M | 24% |
| Corporations or other businesses | 2 | $58M | 6% |
| High-net-worth individuals | 5 | $12M | 1% |
| Individuals | 2 | $2M | <1% |
Disciplinary disclosures
Piton Investment Management, LP reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗pitonim.com ↗
AtlasMembers
The full record on Piton Investment Management, LP
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 1,006 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Piton Investment Management, LP manage?
Piton Investment Management, LP reports $928 million in regulatory assets under management across 177 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 24, 2026.
What kind of firm is Piton Investment Management, LP?
Piton Investment Management, LP is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Piton Investment Management, LP’s clients?
By assets, its largest client types are other investment advisers ($629 million, 11 clients); investment companies ($227 million, 2 clients); corporations or other businesses ($58 million, 2 clients).
Does Piton Investment Management, LP have any disciplinary history?
Piton Investment Management, LP reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Piton Investment Management, LP’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →