Wealth manager, bank-affiliated · Alexandria, VA
Piedmont Wealth Management
Burke & Herbert Wealth Services, LLC · SEC-registered investment adviser · CRD 340285 · SEC 801-135403
At a glance
Piedmont Wealth Management is an SEC-registered investment adviser based in Alexandria, Virginia, with $156 million in regulatory assets under management as of its Form ADV filed April 22, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 237 individual clients. By Form ADV it is a wealth manager (bank-affiliated), ranked 6,733rd of 8,915 wealth managers and 13,492nd of 17,210 SEC-registered advisers by assets.
Main office 703-518-8361piedmontwm.comAs filed on Form ADV
- Regulatory AUM
- $156M
- Rank among wealth managers
- #6,733 of 8,915
- Rank among all SEC RIAs
- #13,492 of 17,210
- Rank in Virginia
- #241 of 300
- Individual clients
- 237
- High-net-worth clients
- 53
- Accounts
- 541
- Discretionary
- 98% of AUM
- Employees
- 4
- Advisory staff
- 2
- Offices
- 3
Owners and executives on its Form ADV
- James Q. MullinsChief Compliance Officer, Senior Vice President
- Shannon B. RowanPresident
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 53 | $105M | 67% |
| Individuals | 184 | $48M | 31% |
| Charitable organizations | – | $2M | 1% |
| Corporations or other businesses | – | $2M | 1% |
Disciplinary disclosures
Piedmont Wealth Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗piedmontwm.com ↗
AtlasMembers
The full record on Piedmont Wealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 5,478 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Piedmont Wealth Management manage?
Piedmont Wealth Management reports $156 million in regulatory assets under management across 541 accounts, 98% of it on a discretionary basis, on its Form ADV filed April 22, 2026.
What kind of firm is Piedmont Wealth Management?
Piedmont Wealth Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Piedmont Wealth Management’s clients?
By assets, its largest client types are high-net-worth individuals ($105 million, 53 clients); individuals ($48 million, 184 clients); charitable organizations ($2 million).
Does Piedmont Wealth Management have any disciplinary history?
Piedmont Wealth Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Piedmont Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-22), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →