Private fund adviser · Mission Woods, KS
Palmer Square Capital Management LLC
SEC-registered investment adviser · CRD 155697 · SEC 801-72047
At a glance
Palmer Square Capital Management LLC is an SEC-registered investment adviser based in Mission Woods, Kansas, with $25.6 billion in regulatory assets under management as of its Form ADV filed September 22, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 47 individual clients. By Form ADV it is a private fund adviser, ranked 291st of 4,686 private fund advisers and 732nd of 17,210 SEC-registered advisers by assets.
Main office 816-994-3200palmersquarefunds.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $26B
- Rank among private fund advisers
- #291 of 4,686
- Rank among all SEC RIAs
- #732 of 17,210
- Rank in Kansas
- #6 of 134
- Individual clients
- 47
- High-net-worth clients
- 47
- Accounts
- 159
- Discretionary
- 100% of AUM
- Employees
- 76
- Advisory staff
- 33
- Offices
- 3
Owners and executives on its Form ADV
- Christopher D. LongChief Executive Officer
- Angie K. LongChief Investment Officer
- Scott A. BetzChief Operating Officer
- Matthew L. BloomfieldTrustee
- Jeffrey D. FoxPresident
- Benjamin D. WiesenfeldChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Palmer Square Capital Management LLC is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Foreside Fund Services as the broker-dealer its advisers are registered with.
Certain employees of Palmer Square are registered representatives with Foreside Fund Services, LLC (“Foreside”).
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 74 | $21B | 84% |
| Investment companies | 8 | $2.3B | 9% |
| Corporations or other businesses | 12 | $741M | 3% |
| High-net-worth individuals | 47 | $365M | 1% |
| Charitable organizations | 12 | $350M | 1% |
| Pension and profit sharing plans | 2 | $201M | <1% |
| Insurance companies | 4 | $185M | <1% |
Private funds
Palmer Square Capital Management LLC reports 62 private funds with $23B in gross assets: hedge funds, securitized asset funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Palmer Square Capital Management LLC answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗palmersquarefunds.com ↗
AtlasMembers
The full record on Palmer Square Capital Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 572 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 6Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Palmer Square Capital Management LLC manage?
Palmer Square Capital Management LLC reports $25.6 billion in regulatory assets under management across 159 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 22, 2026.
What kind of firm is Palmer Square Capital Management LLC?
Palmer Square Capital Management LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Palmer Square Capital Management LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($21.5 billion, 74 clients); investment companies ($2.3 billion, 8 clients); corporations or other businesses ($741 million, 12 clients).
Does Palmer Square Capital Management LLC manage private funds?
Yes. It reports 62 private funds with $23.0 billion in gross assets, including hedge funds, securitized asset funds, other private funds.
Does Palmer Square Capital Management LLC have any disciplinary history?
Palmer Square Capital Management LLC answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Palmer Square Capital Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-22), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →