Wealth manager, independent · Ketchum, ID
Pacific Peak Advisors, LLC
SEC-registered investment adviser · CRD 326711 · SEC 801-128225
At a glance
Pacific Peak Advisors, LLC is an SEC-registered investment adviser based in Ketchum, Idaho, with $224 million in regulatory assets under management as of its Form ADV filed June 4, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 182 individual clients. By Form ADV it is a wealth manager, ranked 5,407th of 8,915 wealth managers and 11,682nd of 17,210 SEC-registered advisers by assets.
Main office 949-737-2626pacificpeakadvisors.comAs filed on Form ADV
- Regulatory AUM
- $224M
- Rank among wealth managers
- #5,407 of 8,915
- Rank among all SEC RIAs
- #11,682 of 17,210
- Rank in Idaho
- #43 of 54
- Individual clients
- 182
- High-net-worth clients
- 54
- Accounts
- 415
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Sean M. KovichChief Investment Officer
- Robin J. RobertsonManaging Member and Chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Pacific Peak Advisors, LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed June 2026) names Simplicity Investments as the broker-dealer its advisers are registered with.
r Dealer / Registered Representative Affiliation The Firm’s advisory persons who provide investment advice to clients are also registered representatives of Simplicity Investments, Inc. , SEC-registered broker-dealer and member FINRA/SIPC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 54 | $177M | 79% |
| Individuals | 128 | $35M | 16% |
| Pension and profit sharing plans | 4 | $12M | 5% |
Disciplinary disclosures
Pacific Peak Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗pacificpeakadvisors.com ↗
AtlasMembers
The full record on Pacific Peak Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 6,175 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Pacific Peak Advisors, LLC manage?
Pacific Peak Advisors, LLC reports $224 million in regulatory assets under management across 415 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 4, 2026.
What kind of firm is Pacific Peak Advisors, LLC?
Pacific Peak Advisors, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Pacific Peak Advisors, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($177 million, 54 clients); individuals ($35 million, 128 clients); pension and profit sharing plans ($12 million, 4 clients).
Does Pacific Peak Advisors, LLC have any disciplinary history?
Pacific Peak Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Pacific Peak Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →