Wealth manager, independent · Melbourne, FL
Oxenfree Financial
Oxenfree Capital LLC · SEC-registered investment adviser · CRD 327105 · SEC 801-128275
At a glance
Oxenfree Financial is an SEC-registered investment adviser based in Melbourne, Florida, with $250 million in regulatory assets under management as of its Form ADV filed June 22, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 941 individual clients. By Form ADV it is a wealth manager, ranked 5,010th of 8,915 wealth managers and 11,108th of 17,210 SEC-registered advisers by assets.
Main office 321-722-7882oxenfreefinancial.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $250M
- Rank among wealth managers
- #5,010 of 8,915
- Rank among all SEC RIAs
- #11,108 of 17,210
- Rank in Florida
- #669 of 1,090
- Individual clients
- 941
- High-net-worth clients
- 99
- Accounts
- 1,983
- Discretionary
- 81% of AUM
- Employees
- 8
- Advisory staff
- 8
- Offices
- 2
Owners and executives on its Form ADV
- James X. PhillipsPresident
- Luke J. BunchChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 99 | $142M | 57% |
| Individuals | 842 | $107M | 43% |
| Charitable organizations | 5 | $0M | <1% |
| Corporations or other businesses | 4 | $0M | <1% |
Disciplinary disclosures
Oxenfree Financial answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗oxenfreefinancial.com ↗
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The full record on Oxenfree Financial
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 6,349 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Oxenfree Financial manage?
Oxenfree Financial reports $250 million in regulatory assets under management across 1,983 accounts, 81% of it on a discretionary basis, on its Form ADV filed June 22, 2026.
What kind of firm is Oxenfree Financial?
Oxenfree Financial is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Oxenfree Financial’s clients?
By assets, its largest client types are high-net-worth individuals ($142 million, 99 clients); individuals ($107 million, 842 clients); charitable organizations ($257,532, 5 clients).
Does Oxenfree Financial have any disciplinary history?
Oxenfree Financial answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Oxenfree Financial’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-22), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →