Wealth manager, independent · Vancouver, British Columbia, Canada
Odlum Brown USA Investment Management Limited
SEC-registered investment adviser · CRD 132242 · SEC 801-63386
At a glance
Odlum Brown USA Investment Management Limited is an SEC-registered investment adviser based in Vancouver, British Columbia, Canada, with $175 million in regulatory assets under management as of its Form ADV filed June 4, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 212 individual clients. By Form ADV it is a wealth manager, ranked 6,306th of 8,915 wealth managers and 12,933rd of 17,210 SEC-registered advisers by assets.
Main office 866-636-8222odlumbrownusa.comAs filed on Form ADV
- Regulatory AUM
- $175M
- Rank among wealth managers
- #6,306 of 8,915
- Rank among all SEC RIAs
- #12,933 of 17,210
- Individual clients
- 212
- High-net-worth clients
- 37
- Accounts
- 448
- Discretionary
- 100% of AUM
- Employees
- 30
- Advisory staff
- 30
- Offices
- 6
Owners and executives on its Form ADV
- Peter R PacholkoChief Operating Officer & Chief Financial Officer
- Mark I. SrdanovicDirector & Chief Compliance Officer
- Trevor F. ShortPresident & Chief Executive Officer
Custody and brokerage
Custodian
Odlum Brown USA Investment Management Limited’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: Odlum Brown Limited.
- Odlum Brown Limited
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 37 | $72M | 41% |
| Corporations or other businesses | 43 | $56M | 32% |
| Individuals | 175 | $47M | 27% |
Disciplinary disclosures
Odlum Brown USA Investment Management Limited reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗odlumbrownusa.com ↗
AtlasMembers
The full record on Odlum Brown USA Investment Management Limited
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 5,699 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Odlum Brown USA Investment Management Limited manage?
Odlum Brown USA Investment Management Limited reports $175 million in regulatory assets under management across 448 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 4, 2026.
What kind of firm is Odlum Brown USA Investment Management Limited?
Odlum Brown USA Investment Management Limited is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Odlum Brown USA Investment Management Limited’s clients?
By assets, its largest client types are high-net-worth individuals ($72 million, 37 clients); corporations or other businesses ($56 million, 43 clients); individuals ($47 million, 175 clients).
Does Odlum Brown USA Investment Management Limited have any disciplinary history?
Odlum Brown USA Investment Management Limited reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Odlum Brown USA Investment Management Limited’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →