Wealth manager, wrap-program sponsor · Medina, OH
ODA and Company, Inc.
SEC-registered investment adviser · CRD 119952 · SEC 801-135858
At a glance
ODA and Company, Inc. is an SEC-registered investment adviser based in Medina, Ohio, with $126 million in regulatory assets under management as of its Form ADV filed July 16, 2026. Its largest client group by assets is individuals, and it reports 197 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 7,541st of 8,915 wealth managers and 14,515th of 17,210 SEC-registered advisers by assets.
Main office 330-725-8911odaandcompany.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $126M
- Rank among wealth managers
- #7,541 of 8,915
- Rank among all SEC RIAs
- #14,515 of 17,210
- Rank in Ohio
- #362 of 403
- Individual clients
- 197
- High-net-worth clients
- 33
- Accounts
- 286
- Discretionary
- 99% of AUM
- Employees
- 3
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Stanley OdaPresident/cco
Custody and brokerage
Broker-dealer
Hybrid RIA
ODA and Company, Inc. is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names LPL Financial, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
Our associated persons may also be registered representatives of LPL.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 164 | $81M | 65% |
| High-net-worth individuals | 33 | $44M | 35% |
| Corporations or other businesses | – | $0M | <1% |
Disciplinary disclosures
ODA and Company, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗odaandcompany.com ↗
AtlasMembers
The full record on ODA and Company, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 4,901 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does ODA and Company, Inc. manage?
ODA and Company, Inc. reports $126 million in regulatory assets under management across 286 accounts, 99% of it on a discretionary basis, on its Form ADV filed July 16, 2026.
What kind of firm is ODA and Company, Inc.?
ODA and Company, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are ODA and Company, Inc.’s clients?
By assets, its largest client types are individuals ($81 million, 164 clients); high-net-worth individuals ($44 million, 33 clients); corporations or other businesses ($354,403).
Does ODA and Company, Inc. have any disciplinary history?
ODA and Company, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is ODA and Company, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →