Wealth manager, independent · Houston, TX
Oak Harvest Investment Services
Oak Harvest Investment Services, LLC · SEC-registered investment adviser · CRD 173293 · SEC 801-116667
At a glance
Oak Harvest Investment Services is an SEC-registered investment adviser based in Houston, Texas, with $1.1B in regulatory assets under management as of its Form ADV filed April 22, 2026. It reports 968 individual clients, 404 of them high-net-worth, holding an average of about $1.1 million each, and 44 employees. That ranks it 967th among the nation’s 5,657 independent wealth management RIAs and 61st of 367 in Texas. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 281-822-1350oakharvestfg.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among independent wealth managers
- #967 of 5,657
- Rank among all SEC RIAs
- #4,995 of 17,210
- Rank in Texas
- #61 of 367
- Individual clients
- 968
- High-net-worth clients
- 404
- Accounts
- 2,927
- Discretionary
- 100% of AUM
- Employees
- 44
- Advisory staff
- 19
- Offices
- 1
Owners and executives on its Form ADV
- Troy R. SharpeChief Executive Officer
- Jessica C. SharpePresident
- Christopher N. KattnerChief Compliance Officer
- Charles D. ScavoneChief Investment Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Oak Harvest Investment Services reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 404 | $713M | 63% |
| Individuals | 564 | $308M | 27% |
| Investment companies | 1 | $91M | 8% |
| Charitable organizations | 7 | $20M | 2% |
| Corporations or other businesses | 2 | $6M | <1% |
Disciplinary disclosures
Oak Harvest Investment Services reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Pension consulting
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗oakharvestfg.com ↗
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The full record on Oak Harvest Investment Services
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
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- Growth over one, three and five years
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- Rank against 3,207 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Texas
All of Texas →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Autumn Lane Advisors, LLCHouston | $1.2B | 59 |
| Wpwealth LLPFort Worth | $1.2B | 452 |
| Arkos Global Advisors, LLCHouston | $1.2B | 432 |
| Insight Wealth PartnersPlano | $1.1B | 959 |
| The Clarus GroupHouston | $1.1B | 613 |
| Integrity Advisory SolutionsDallas | $1.1B | 2,387 |
Background
Questions
How much does Oak Harvest Investment Services manage?
Oak Harvest Investment Services reports $1.1B in regulatory assets under management across 2,927 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 22, 2026.
How many clients does Oak Harvest Investment Services have?
It reports 968 individual clients: 404 high-net-worth individuals and 564 other individuals. Individuals account for about 90% of its regulatory assets.
Where is Oak Harvest Investment Services headquartered?
Its main office is in Houston, Texas. It reports 1 office in total and 44 employees, 19 of whom perform investment advisory functions.
How does Oak Harvest Investment Services charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Oak Harvest Investment Services use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed April 22, 2026, it reports these amounts held: Charles Schwab ($1.1B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Oak Harvest Investment Services a hybrid RIA with a broker-dealer?
Oak Harvest Investment Services reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Oak Harvest Investment Services a fiduciary?
As an SEC-registered investment adviser, Oak Harvest Investment Services owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Oak Harvest Investment Services’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-22), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →