Wealth manager, independent · Houston, TX
Arkos Global Advisors, LLC
SEC-registered investment adviser · CRD 287466 · SEC 801-110406
At a glance
Arkos Global Advisors, LLC is an SEC-registered investment adviser based in Houston, Texas, with $1.2B in regulatory assets under management as of its Form ADV filed May 12, 2026. It reports 432 individual clients, 161 of them high-net-worth, holding an average of about $2.4 million each, and 17 employees. That ranks it 952nd among the nation’s 5,657 independent wealth management RIAs and 60th of 367 in Texas. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 346-352-2360arkosglobal.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.2B
- Rank among independent wealth managers
- #952 of 5,657
- Rank among all SEC RIAs
- #4,954 of 17,210
- Rank in Texas
- #60 of 367
- Individual clients
- 432
- High-net-worth clients
- 161
- Accounts
- 444
- Discretionary
- 100% of AUM
- Employees
- 17
- Advisory staff
- 11
- Offices
- 2
Owners and executives on its Form ADV
- Jeffrey A. ThomasCeo/member
- Monica M. AgostinelliChief Compliance Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Arkos Global Advisors, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 161 | $935M | 81% |
| Charitable organizations | 10 | $128M | 11% |
| Individuals | 271 | $92M | 8% |
| Pension and profit sharing plans | 1 | $0M | <1% |
| Corporations or other businesses | 1 | $0M | <1% |
Disciplinary disclosures
Arkos Global Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗arkosglobal.com ↗
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The full record on Arkos Global Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 3,164 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Texas
All of Texas →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Childress Capital Advisors, LLCHouston | $1.2B | 128 |
| Autumn Lane Advisors, LLCHouston | $1.2B | 59 |
| Wpwealth LLPFort Worth | $1.2B | 452 |
| Oak Harvest Investment ServicesHouston | $1.1B | 968 |
| Insight Wealth PartnersPlano | $1.1B | 959 |
| The Clarus GroupHouston | $1.1B | 613 |
Background
Questions
How much does Arkos Global Advisors, LLC manage?
Arkos Global Advisors, LLC reports $1.2B in regulatory assets under management across 444 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 12, 2026.
How many clients does Arkos Global Advisors, LLC have?
It reports 432 individual clients: 161 high-net-worth individuals and 271 other individuals. Individuals account for about 89% of its regulatory assets.
Where is Arkos Global Advisors, LLC headquartered?
Its main office is in Houston, Texas. It reports 2 offices in total and 17 employees, 11 of whom perform investment advisory functions.
How does Arkos Global Advisors, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Arkos Global Advisors, LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed May 12, 2026, it reports these amounts held: Charles Schwab ($965M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Arkos Global Advisors, LLC a hybrid RIA with a broker-dealer?
Arkos Global Advisors, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Arkos Global Advisors, LLC a fiduciary?
As an SEC-registered investment adviser, Arkos Global Advisors, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Arkos Global Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →