Wealth manager, independent · Houston, TX
Autumn Lane Advisors, LLC
SEC-registered investment adviser · CRD 173624 · SEC 801-80627
At a glance
Autumn Lane Advisors, LLC is an SEC-registered investment adviser based in Houston, Texas, with $1.2B in regulatory assets under management as of its Form ADV filed February 10, 2026. It reports 59 individual clients, 59 of them high-net-worth, holding an average of about $13 million each, and 7 employees. That ranks it 914th among the nation’s 5,657 independent wealth management RIAs and 58th of 367 in Texas. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 713-636-2075autumnlanellc.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.2B
- Rank among independent wealth managers
- #914 of 5,657
- Rank among all SEC RIAs
- #4,855 of 17,210
- Rank in Texas
- #58 of 367
- Individual clients
- 59
- High-net-worth clients
- 59
- Accounts
- 926
- Discretionary
- 65% of AUM
- Employees
- 7
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- David E. AndrewManager
- Steven D. OldhamMember/cco
- James S. MooneyChief Investment Officer, Partner
Custody and brokerage
Broker-dealer
No broker-dealer ties
Autumn Lane Advisors, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 59 | $770M | 64% |
| Pooled investment vehicles | 13 | $420M | 35% |
| Corporations or other businesses | 1 | $8M | <1% |
Private funds
Autumn Lane Advisors, LLC reports 13 private funds with $366M in gross assets: hedge funds, private equity funds, venture capital funds, real estate funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Autumn Lane Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗autumnlanellc.com ↗
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The full record on Autumn Lane Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,045 peers of its type and size
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- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Texas
All of Texas →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Beacon Financial GroupDallas | $1.3B | 1,052 |
| Meristead Wealth, LLCWestlake | $1.3B | 975 |
| Childress Capital Advisors, LLCHouston | $1.2B | 128 |
| Wpwealth LLPFort Worth | $1.2B | 452 |
| Arkos Global Advisors, LLCHouston | $1.2B | 432 |
| Oak Harvest Investment ServicesHouston | $1.1B | 968 |
Background
Questions
How much does Autumn Lane Advisors, LLC manage?
Autumn Lane Advisors, LLC reports $1.2B in regulatory assets under management across 926 accounts, 65% of it on a discretionary basis, on its Form ADV filed February 10, 2026.
How many clients does Autumn Lane Advisors, LLC have?
It reports 59 individual clients: 59 high-net-worth individuals and 0 other individuals. Individuals account for about 64% of its regulatory assets.
Where is Autumn Lane Advisors, LLC headquartered?
Its main office is in Houston, Texas. It reports 1 office in total and 7 employees, 4 of whom perform investment advisory functions.
How does Autumn Lane Advisors, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees; performance-based fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Autumn Lane Advisors, LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed February 10, 2026, it reports these amounts held: Charles Schwab ($352M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Autumn Lane Advisors, LLC a hybrid RIA with a broker-dealer?
Autumn Lane Advisors, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Autumn Lane Advisors, LLC a fiduciary?
As an SEC-registered investment adviser, Autumn Lane Advisors, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Autumn Lane Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-10), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →