Asset manager · St. Petersburg, FL
Newfound Research LLC
SEC-registered investment adviser · CRD 159064 · SEC 801-73042
At a glance
Newfound Research LLC is an SEC-registered investment adviser based in St. Petersburg, Florida, with $1.1 billion in regulatory assets under management as of its Form ADV filed July 14, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 1,311th of 3,218 asset managers and 5,064th of 17,210 SEC-registered advisers by assets.
Main office 617-531-9773thinknewfound.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among asset managers
- #1,311 of 3,218
- Rank among all SEC RIAs
- #5,064 of 17,210
- Rank in Florida
- #254 of 1,090
- Clients
- 8
- Accounts
- 8
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 1
- Offices
- 5
Owners and executives on its Form ADV
- Corey M. HoffsteinChief Executive Officer, Chief Investment Officer; Chief Technology Officer
- Jill M. GrendaChief Compliance Officer
Custody and brokerage
Custodian
Newfound Research LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 8 | $1.1B | 100% |
Disciplinary disclosures
Newfound Research LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Other services
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗thinknewfound.com ↗
AtlasMembers
The full record on Newfound Research LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 992 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Newfound Research LLC manage?
Newfound Research LLC reports $1.1 billion in regulatory assets under management across 8 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 14, 2026.
What kind of firm is Newfound Research LLC?
Newfound Research LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Newfound Research LLC’s clients?
By assets, its largest client types are investment companies ($1.1 billion, 8 clients).
Does Newfound Research LLC have any disciplinary history?
Newfound Research LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Newfound Research LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →