Wealth manager, independent · Gladstone, OR
Newbore Wealth Management, Inc.
SEC-registered investment adviser · CRD 306441 · SEC 801-121039
At a glance
Newbore Wealth Management, Inc. is an SEC-registered investment adviser based in Gladstone, Oregon, with $200 million in regulatory assets under management as of its Form ADV filed March 25, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 528 individual clients. By Form ADV it is a wealth manager, ranked 5,810th of 8,915 wealth managers and 12,232nd of 17,210 SEC-registered advisers by assets.
Main office 503-657-3143newbore-wealth.comAs filed on Form ADV
- Regulatory AUM
- $200M
- Rank among wealth managers
- #5,810 of 8,915
- Rank among all SEC RIAs
- #12,232 of 17,210
- Rank in Oregon
- #114 of 156
- Individual clients
- 528
- High-net-worth clients
- 150
- Accounts
- 863
- Discretionary
- 100% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- David M. NewborePresident and Chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Newbore Wealth Management, Inc. is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names LPL Financial as the broker-dealer its advisers are registered with.
these Dually Registered Persons, acting in their independent capacity as registered representatives of LPL, will receive commissions, ongoing distribution fees (i.e., trails), and other compensation based on sales of securities to clients.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 150 | $112M | 56% |
| Individuals | 378 | $88M | 44% |
Disciplinary disclosures
Newbore Wealth Management, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Hourly charges
Form ADV and brochures on the SEC’s adviser search ↗newbore-wealth.com ↗
AtlasMembers
The full record on Newbore Wealth Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 5,968 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Newbore Wealth Management, Inc. manage?
Newbore Wealth Management, Inc. reports $200 million in regulatory assets under management across 863 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 25, 2026.
What kind of firm is Newbore Wealth Management, Inc.?
Newbore Wealth Management, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Newbore Wealth Management, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($112 million, 150 clients); individuals ($88 million, 378 clients).
Does Newbore Wealth Management, Inc. have any disciplinary history?
Newbore Wealth Management, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Newbore Wealth Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →