Private fund adviser · Morristown, NJ
New Vernon Capital
New Vernon Advisers LP · SEC-registered investment adviser · CRD 160231 · SEC 801-73445
At a glance
New Vernon Capital is an SEC-registered investment adviser based in Morristown, New Jersey, with $902 million in regulatory assets under management as of its Form ADV filed May 5, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 32 individual clients. By Form ADV it is a private fund adviser, ranked 2,416th of 4,686 private fund advisers and 5,700th of 17,210 SEC-registered advisers by assets.
Main office 201-793-0570new-vernon.comAs filed on Form ADV
- Regulatory AUM
- $902M
- Rank among private fund advisers
- #2,416 of 4,686
- Rank among all SEC RIAs
- #5,700 of 17,210
- Rank in New Jersey
- #110 of 392
- Individual clients
- 32
- High-net-worth clients
- 32
- Accounts
- 47
- Discretionary
- 100% of AUM
- Employees
- 14
- Advisory staff
- 4
- Offices
- 2
Owners and executives on its Form ADV
- Arshad R. ZakariaCEO
- Jeffrey N. EdwardsCOO
- Barry S. WittlinVice Chairman
- Dennis C. BertronGc/cco
- Jorge N. SanchezCFO
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 12 | $850M | 94% |
| High-net-worth individuals | 32 | $50M | 6% |
| Charitable organizations | – | $1M | <1% |
| Pension and profit sharing plans | – | $0M | <1% |
Private funds
New Vernon Capital reports 5 private funds with $850M in gross assets: hedge funds, real estate funds (Form ADV Item 7.B).
Disciplinary disclosures
New Vernon Capital reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗new-vernon.com ↗
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The full record on New Vernon Capital
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Rank against 2,195 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does New Vernon Capital manage?
New Vernon Capital reports $902 million in regulatory assets under management across 47 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 5, 2026.
What kind of firm is New Vernon Capital?
New Vernon Capital is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are New Vernon Capital’s clients?
By assets, its largest client types are pooled investment vehicles ($850 million, 12 clients); high-net-worth individuals ($50 million, 32 clients); charitable organizations ($1 million).
Does New Vernon Capital manage private funds?
Yes. It reports 5 private funds with $850 million in gross assets, including hedge funds, real estate funds.
Does New Vernon Capital have any disciplinary history?
New Vernon Capital reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is New Vernon Capital’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-05), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →