Wealth manager, independent · Cincinnati, OH
National Wealth Management Group, LLC
SEC-registered investment adviser · CRD 174883 · SEC 801-80983
At a glance
National Wealth Management Group, LLC is an SEC-registered investment adviser based in Cincinnati, Ohio, with $535 million in regulatory assets under management as of its Form ADV filed September 9, 2026. Its largest client group by assets is individuals, and it reports 1,308 individual clients. By Form ADV it is a wealth manager, ranked 2,750th of 8,915 wealth managers and 7,556th of 17,210 SEC-registered advisers by assets.
Main office 513-772-2592nwmgadvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $535M
- Rank among wealth managers
- #2,750 of 8,915
- Rank among all SEC RIAs
- #7,556 of 17,210
- Rank in Ohio
- #162 of 403
- Individual clients
- 1,308
- High-net-worth clients
- 134
- Accounts
- 2,741
- Discretionary
- 97% of AUM
- Employees
- 18
- Advisory staff
- 18
- Offices
- 6
Owners and executives on its Form ADV
- Vivienne K. SchleuManaging Director / Chief Financial Officer / Member
- Benjamin J. JonesManaging Director and CEO
- Nancy Johnson JonesChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
National Wealth Management Group, LLC is a hybrid RIA: 16 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed September 2026) names LPL Financial as the broker-dealer its advisers are registered with.
Some IARs associated with NWMG are also registered representatives of LPL Financial (LPL), an SEC registered adviser and registered broker/dealer, member FINRA and SIPC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 1,174 | $314M | 59% |
| High-net-worth individuals | 134 | $215M | 40% |
| Corporations or other businesses | 6 | $4M | <1% |
| Charitable organizations | – | $1M | <1% |
| Other investment advisers | – | $0M | <1% |
Disciplinary disclosures
National Wealth Management Group, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗nwmgadvisors.com ↗
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The full record on National Wealth Management Group, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,266 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does National Wealth Management Group, LLC manage?
National Wealth Management Group, LLC reports $535 million in regulatory assets under management across 2,741 accounts, 97% of it on a discretionary basis, on its Form ADV filed September 9, 2026.
What kind of firm is National Wealth Management Group, LLC?
National Wealth Management Group, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are National Wealth Management Group, LLC’s clients?
By assets, its largest client types are individuals ($314 million, 1,174 clients); high-net-worth individuals ($215 million, 134 clients); corporations or other businesses ($4 million, 6 clients).
Does National Wealth Management Group, LLC have any disciplinary history?
National Wealth Management Group, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is National Wealth Management Group, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →