Wealth manager, wrap-program sponsor · Spokane Valley, WA
Moulton Wealth Management, Inc
SEC-registered investment adviser · CRD 304598 · SEC 801-117148
At a glance
Moulton Wealth Management, Inc is an SEC-registered investment adviser based in Spokane Valley, Washington, with $160 million in regulatory assets under management as of its Form ADV filed January 29, 2026. Its largest client group by assets is individuals, and it reports 477 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 6,641st of 8,915 wealth managers and 13,373rd of 17,210 SEC-registered advisers by assets.
Main office 509-922-3110moultonwealth.comAs filed on Form ADV
- Regulatory AUM
- $160M
- Rank among wealth managers
- #6,641 of 8,915
- Rank among all SEC RIAs
- #13,373 of 17,210
- Rank in Washington
- #215 of 271
- Individual clients
- 477
- High-net-worth clients
- 52
- Accounts
- 571
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Donald J. MoultonPresident/investment Advisor Representative
- Rial R. MoultonInvestment Advisor Representative/chief Compliance Officer/secretary/treasurer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 425 | $83M | 52% |
| High-net-worth individuals | 52 | $77M | 48% |
Disciplinary disclosures
Moulton Wealth Management, Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗moultonwealth.com ↗
AtlasMembers
The full record on Moulton Wealth Management, Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
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- Growth over one, three and five years
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- Rank against 5,522 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Moulton Wealth Management, Inc manage?
Moulton Wealth Management, Inc reports $160 million in regulatory assets under management across 571 accounts, 100% of it on a discretionary basis, on its Form ADV filed January 29, 2026.
What kind of firm is Moulton Wealth Management, Inc?
Moulton Wealth Management, Inc is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Moulton Wealth Management, Inc’s clients?
By assets, its largest client types are individuals ($83 million, 425 clients); high-net-worth individuals ($77 million, 52 clients).
Does Moulton Wealth Management, Inc have any disciplinary history?
Moulton Wealth Management, Inc reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Moulton Wealth Management, Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-01-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →