Asset manager · New York, NY
Montrose Advisors Inc
Montrose Advisors Incorporated · SEC-registered investment adviser · CRD 105918 · SEC 801-45235
At a glance
Montrose Advisors Inc is an SEC-registered investment adviser based in New York, New York, with $671 million in regulatory assets under management as of its Form ADV filed September 14, 2026. Its largest client group by assets is other investment advisers, and it reports 24 individual clients. By Form ADV it is a asset manager, ranked 1,557th of 3,218 asset managers and 6,701st of 17,210 SEC-registered advisers by assets.
Main office 212-888-4747montroseadvisors.comAs filed on Form ADV
- Regulatory AUM
- $671M
- Rank among asset managers
- #1,557 of 3,218
- Rank among all SEC RIAs
- #6,701 of 17,210
- Rank in New York
- #1,340 of 2,591
- Individual clients
- 24
- High-net-worth clients
- 24
- Accounts
- 30
- Discretionary
- 20% of AUM
- Employees
- 5
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Kenneth M. LubbockExecutive Chairman and Shareholder and Director and Treasurer
- Lisa TrainShareholder and Director
- Nina T ChoaShareholder
- Helen T KlebnikovShareholder
- Lois McNaughtonVice President and Chief Compliance Officer
- John A. LubbockPresident, Shareholder and Director
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other investment advisers | – | $499M | 74% |
| High-net-worth individuals | 24 | $141M | 21% |
| Pooled investment vehicles | 2 | $29M | 4% |
| Charitable organizations | – | $1M | <1% |
Private funds
Montrose Advisors Inc reports 1 private funds with $25M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Montrose Advisors Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗montroseadvisors.com ↗
AtlasMembers
The full record on Montrose Advisors Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,010 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Montrose Advisors Inc manage?
Montrose Advisors Inc reports $671 million in regulatory assets under management across 30 accounts, 20% of it on a discretionary basis, on its Form ADV filed September 14, 2026.
What kind of firm is Montrose Advisors Inc?
Montrose Advisors Inc is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Montrose Advisors Inc’s clients?
By assets, its largest client types are other investment advisers ($499 million); high-net-worth individuals ($141 million, 24 clients); pooled investment vehicles ($29 million, 2 clients).
Does Montrose Advisors Inc manage private funds?
Yes. It reports 1 private funds with $25 million in gross assets, including hedge funds.
Does Montrose Advisors Inc have any disciplinary history?
Montrose Advisors Inc reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Montrose Advisors Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →