Wealth manager, independent · Brookville, OH
Miami Valley Portfolio Management Inc
SEC-registered investment adviser · CRD 106389 · SEC 801-121421
At a glance
Miami Valley Portfolio Management Inc is an SEC-registered investment adviser based in Brookville, Ohio, with $219 million in regulatory assets under management as of its Form ADV filed March 17, 2026. Its largest client group by assets is individuals, and it reports 732 individual clients. By Form ADV it is a wealth manager, ranked 5,496th of 8,915 wealth managers and 11,803rd of 17,210 SEC-registered advisers by assets.
Main office 937-833-4043behnkenfinancial.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $219M
- Rank among wealth managers
- #5,496 of 8,915
- Rank among all SEC RIAs
- #11,803 of 17,210
- Rank in Ohio
- #277 of 403
- Individual clients
- 732
- High-net-worth clients
- 91
- Accounts
- 1,141
- Discretionary
- 99% of AUM
- Employees
- 5
- Advisory staff
- 4
- Offices
- 3
Owners and executives on its Form ADV
- Scott E. BehnkenPresident
- Kent A. BehnkenVice-President
- Michael A. MoranChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Miami Valley Portfolio Management Inc is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Stonex Securities as the broker-dealer its advisers are registered with.
Broker-Dealer or Representative Registration Members and registered advisory personnel of MVP are registered representatives of StoneX Securities, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 641 | $114M | 52% |
| High-net-worth individuals | 91 | $79M | 36% |
| Charitable organizations | 1 | $17M | 8% |
| Pension and profit sharing plans | 4 | $6M | 3% |
| Corporations or other businesses | 1 | $1M | <1% |
Disciplinary disclosures
Miami Valley Portfolio Management Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Commissions
Form ADV and brochures on the SEC’s adviser search ↗behnkenfinancial.com ↗
AtlasMembers
The full record on Miami Valley Portfolio Management Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 6,128 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Miami Valley Portfolio Management Inc manage?
Miami Valley Portfolio Management Inc reports $219 million in regulatory assets under management across 1,141 accounts, 99% of it on a discretionary basis, on its Form ADV filed March 17, 2026.
What kind of firm is Miami Valley Portfolio Management Inc?
Miami Valley Portfolio Management Inc is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Miami Valley Portfolio Management Inc’s clients?
By assets, its largest client types are individuals ($114 million, 641 clients); high-net-worth individuals ($79 million, 91 clients); charitable organizations ($17 million, 1 clients).
Does Miami Valley Portfolio Management Inc have any disciplinary history?
Miami Valley Portfolio Management Inc reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Miami Valley Portfolio Management Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →