Wealth manager, wrap-program sponsor · Brentwood, TN
Luken Investment Analytics, LLC
SEC-registered investment adviser · CRD 169008 · SEC 801-112496
At a glance
Luken Investment Analytics, LLC is an SEC-registered investment adviser based in Brentwood, Tennessee, with $292 million in regulatory assets under management as of its Form ADV filed May 21, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 267 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 4,460th of 8,915 wealth managers and 10,292nd of 17,210 SEC-registered advisers by assets.
Main office 615-550-5570lukenanalytics.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $292M
- Rank among wealth managers
- #4,460 of 8,915
- Rank among all SEC RIAs
- #10,292 of 17,210
- Rank in Tennessee
- #130 of 227
- Individual clients
- 267
- High-net-worth clients
- 83
- Accounts
- 664
- Discretionary
- 100% of AUM
- Employees
- 6
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Gregory L. LukenPresident
- Carri M SanfordChief Compliance Officer
- Mary H. O'LearyVice-President and Wealth Advisor
Custody and brokerage
Broker-dealer
Hybrid RIA
Luken Investment Analytics, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 83 | $239M | 82% |
| Individuals | 184 | $49M | 17% |
| Pension and profit sharing plans | – | $3M | <1% |
| Corporations or other businesses | – | $2M | <1% |
| Charitable organizations | – | $0M | <1% |
Disciplinary disclosures
Luken Investment Analytics, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Periodicals or newsletters
How it’s paid
- A percentage of assets under management
- Subscription fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗lukenanalytics.com ↗
AtlasMembers
The full record on Luken Investment Analytics, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 6,533 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Luken Investment Analytics, LLC manage?
Luken Investment Analytics, LLC reports $292 million in regulatory assets under management across 664 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 21, 2026.
What kind of firm is Luken Investment Analytics, LLC?
Luken Investment Analytics, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Luken Investment Analytics, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($239 million, 83 clients); individuals ($49 million, 184 clients); pension and profit sharing plans ($3 million).
Does Luken Investment Analytics, LLC have any disciplinary history?
Luken Investment Analytics, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Luken Investment Analytics, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →