Private fund adviser · New York, NY
Lombard Odier Asset Management (USA) Corp
SEC-registered investment adviser · CRD 153582 · SEC 801-72554
At a glance
Lombard Odier Asset Management (USA) Corp is an SEC-registered investment adviser based in New York, New York, with $7.5 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 741st of 4,686 private fund advisers and 1,630th of 17,210 SEC-registered advisers by assets.
Main office 212-295-6200As filed on Form ADV
- Regulatory AUM
- $7.5B
- Rank among private fund advisers
- #741 of 4,686
- Rank among all SEC RIAs
- #1,630 of 17,210
- Rank in New York
- #420 of 2,591
- Clients
- 27
- Accounts
- 27
- Discretionary
- 100% of AUM
- Employees
- 64
- Advisory staff
- 27
- Offices
- 8
Owners and executives on its Form ADV
- Hubert KellerChairman of the Board of Directors
- Raymond MouhadebChief Executive Officer; Chief Operating Officer, General Counsel
- Peter L. ClarkeDirector
- Jean-Pascal PorcherotDirector
- Elyse G. StraussChief Compliance Officer
Custody and brokerage
5 custodians
- Ss&c Technologies$454M40%
- State Street$377M33%
- BNY$149M13%
- Northern Trust$143M13%
- UBS$19M2%
Other RIAs using Ss&c TechnologiesOther multi-custodian RIAs
Broker-dealer
Affiliated broker-dealer
It reports a broker-dealer among its affiliates on Form ADV.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 18 | $6.9B | 92% |
| Other | 9 | $564M | 8% |
Private funds
Lombard Odier Asset Management (USA) Corp reports 9 private funds with $7.0B in gross assets: hedge funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Lombard Odier Asset Management (USA) Corp reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Lombard Odier Asset Management (USA) Corp
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,133 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Lombard Odier Asset Management (USA) Corp manage?
Lombard Odier Asset Management (USA) Corp reports $7.5 billion in regulatory assets under management across 27 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Lombard Odier Asset Management (USA) Corp?
Lombard Odier Asset Management (USA) Corp is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. It reports a bank or thrift among its related persons.
Who are Lombard Odier Asset Management (USA) Corp’s clients?
By assets, its largest client types are pooled investment vehicles ($6.9 billion, 18 clients); other ($564 million, 9 clients).
Does Lombard Odier Asset Management (USA) Corp manage private funds?
Yes. It reports 9 private funds with $7.0 billion in gross assets, including hedge funds, other private funds.
Does Lombard Odier Asset Management (USA) Corp have any disciplinary history?
Lombard Odier Asset Management (USA) Corp reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Lombard Odier Asset Management (USA) Corp’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →