Wealth manager, independent · Weston, FL
Lifespan Financial Strategies, Inc.
SEC-registered investment adviser · CRD 119800 · SEC 801-128580
At a glance
Lifespan Financial Strategies, Inc. is an SEC-registered investment adviser based in Weston, Florida, with $357 million in regulatory assets under management as of its Form ADV filed August 12, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 515 individual clients. By Form ADV it is a wealth manager, ranked 3,857th of 8,915 wealth managers and 9,323rd of 17,210 SEC-registered advisers by assets.
Main office 954-385-7812lifespanfinancialstrategies.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $357M
- Rank among wealth managers
- #3,857 of 8,915
- Rank among all SEC RIAs
- #9,323 of 17,210
- Rank in Florida
- #531 of 1,090
- Individual clients
- 515
- High-net-worth clients
- 99
- Accounts
- 1,209
- Discretionary
- 0% of AUM
- Employees
- 5
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Laura A. WalshChief Executive Officer
- Sherwood C. FormanPresident and Chief Compliance Officer
- Raquel TeichWealth Advisor/owner
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 99 | $213M | 60% |
| Individuals | 416 | $145M | 40% |
Disciplinary disclosures
Lifespan Financial Strategies, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗lifespanfinancialstrategies.com ↗
AtlasMembers
The full record on Lifespan Financial Strategies, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 6,298 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Lifespan Financial Strategies, Inc. manage?
Lifespan Financial Strategies, Inc. reports $357 million in regulatory assets under management across 1,209 accounts, on its Form ADV filed August 12, 2026.
What kind of firm is Lifespan Financial Strategies, Inc.?
Lifespan Financial Strategies, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Lifespan Financial Strategies, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($213 million, 99 clients); individuals ($145 million, 416 clients).
Does Lifespan Financial Strategies, Inc. have any disciplinary history?
Lifespan Financial Strategies, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Lifespan Financial Strategies, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →