Wealth manager, independent · New York, NY
Levin Capital Strategies, L.P.
SEC-registered investment adviser · CRD 137147 · SEC 801-65045
At a glance
Levin Capital Strategies, L.P. is an SEC-registered investment adviser based in New York, New York, with $1.7 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 250 individual clients. By Form ADV it is a wealth manager, ranked 930th of 8,915 wealth managers and 4,032nd of 17,210 SEC-registered advisers by assets.
Main office 212-259-0800levincap.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.7B
- Rank among wealth managers
- #930 of 8,915
- Rank among all SEC RIAs
- #4,032 of 17,210
- Rank in New York
- #946 of 2,591
- Individual clients
- 250
- High-net-worth clients
- 132
- Accounts
- 265
- Discretionary
- 89% of AUM
- Employees
- 14
- Advisory staff
- 9
- Offices
- 2
Owners and executives on its Form ADV
- John A. LevinChairman and CEO
- Elizabeth LevinTrustee (john A. Levin 2005 Grat Separation Trust)
- Raymond F. OttuschChief Compliance Officer
- Evan H. RatnerPresident
- John W. MurphyChief Invesmtent Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 132 | $1.1B | 65% |
| Individuals | 118 | $210M | 13% |
| Pension and profit sharing plans | – | $139M | 8% |
| Banking or thrift institutions | – | $117M | 7% |
| Charitable organizations | – | $73M | 4% |
| Pooled investment vehicles | 1 | $21M | 1% |
| Corporations or other businesses | – | $20M | 1% |
| Other | – | $6M | <1% |
Private funds
Levin Capital Strategies, L.P. reports 1 private funds with $21M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Levin Capital Strategies, L.P. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗levincap.com ↗
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The full record on Levin Capital Strategies, L.P.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 2,339 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Levin Capital Strategies, L.P. manage?
Levin Capital Strategies, L.P. reports $1.7 billion in regulatory assets under management across 265 accounts, 89% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Levin Capital Strategies, L.P.?
Levin Capital Strategies, L.P. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Levin Capital Strategies, L.P.’s clients?
By assets, its largest client types are high-net-worth individuals ($1.1 billion, 132 clients); individuals ($210 million, 118 clients); pension and profit sharing plans ($139 million).
Does Levin Capital Strategies, L.P. manage private funds?
Yes. It reports 1 private funds with $21 million in gross assets, including hedge funds.
Does Levin Capital Strategies, L.P. have any disciplinary history?
Levin Capital Strategies, L.P. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Levin Capital Strategies, L.P.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →