Asset manager · Lynchburg, VA
Legacy Wealth Advisor LLC
SEC-registered investment adviser · CRD 334697 · SEC 801-132971
At a glance
Legacy Wealth Advisor LLC is an SEC-registered investment adviser based in Lynchburg, Virginia, with $0 in regulatory assets under management as of its Form ADV filed March 6, 2026. By Form ADV it is a asset manager, ranked 2,784th of 3,218 asset managers and 16,769th of 17,210 SEC-registered advisers by assets.
Main office 434-266-8044As filed on Form ADV
- Regulatory AUM
- $0M
- Rank among asset managers
- #2,784 of 3,218
- Rank among all SEC RIAs
- #16,769 of 17,210
- Rank in Virginia
- #295 of 300
- Clients
- 0
- Accounts
- 0
- Discretionary
- 0% of AUM
- Employees
- 1
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Ronald J. DawsonCCO / CEO
Custody and brokerage
Custodian
Legacy Wealth Advisor LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Disciplinary disclosures
Legacy Wealth Advisor LLC answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Legacy Wealth Advisor LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 626 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Legacy Wealth Advisor LLC manage?
Legacy Wealth Advisor LLC reports $0 in regulatory assets under management, on its Form ADV filed March 6, 2026.
What kind of firm is Legacy Wealth Advisor LLC?
Legacy Wealth Advisor LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Does Legacy Wealth Advisor LLC have any disciplinary history?
Legacy Wealth Advisor LLC answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Legacy Wealth Advisor LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-06), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →