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Wealth manager, independent

Legacy Road Family Offices

Legacy Road LLC · SEC-registered investment adviser · CRD 337654 · SEC 801-134027

At a glance

Legacy Road Family Offices is an SEC-registered investment adviser based in United States, with $117 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 4 individual clients. By Form ADV it is a wealth manager, ranked 7,803rd of 8,915 wealth managers and 14,837th of 17,210 SEC-registered advisers by assets.

legacyroad.comLinkedInAs filed on Form ADV

Regulatory AUM
$117M
Rank among wealth managers
#7,803 of 8,915
Rank among all SEC RIAs
#14,837 of 17,210
Individual clients
4
High-net-worth clients
4
Accounts
4
Discretionary
1% of AUM
Employees
1
Advisory staff
1
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Legacy Road Family Offices’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

No broker-dealer ties

Other RIAs with no broker-dealer ties

Who it serves

Client typeClientsRegulatory AUMShare
High-net-worth individuals4$117M100%

Disciplinary disclosures

Legacy Road Family Offices reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for individuals and small businesses

How it’s paid

  • A percentage of assets under management
  • Fixed fees

Form ADV and brochures on the SEC’s adviser search ↗legacyroad.com ↗

AtlasMembers

The full record on Legacy Road Family Offices

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 1 years of filings
Locked
Growth over one, three and five years
Locked
Rank against 4,712 peers of its type and size
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Owners and executives, with titles and stakes
1 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
1Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Legacy Road Family Offices manage?

Legacy Road Family Offices reports $117 million in regulatory assets under management across 4 accounts, 1% of it on a discretionary basis, on its Form ADV filed March 31, 2026.

What kind of firm is Legacy Road Family Offices?

Legacy Road Family Offices is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.

Who are Legacy Road Family Offices’s clients?

By assets, its largest client types are high-net-worth individuals ($117 million, 4 clients).

Does Legacy Road Family Offices have any disciplinary history?

Legacy Road Family Offices reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Legacy Road Family Offices’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →