Wealth manager, independent · Overland Park, KS
Legacy Financial Strategies, LLC
SEC-registered investment adviser · CRD 283553 · SEC 801-107930
At a glance
Legacy Financial Strategies, LLC is an SEC-registered investment adviser based in Overland Park, Kansas, with $952 million in regulatory assets under management as of its Form ADV filed July 21, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 635 individual clients. By Form ADV it is a wealth manager, ranked 1,609th of 8,915 wealth managers and 5,523rd of 17,210 SEC-registered advisers by assets.
Main office 913-403-0600legacykc.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $952M
- Rank among wealth managers
- #1,609 of 8,915
- Rank among all SEC RIAs
- #5,523 of 17,210
- Rank in Kansas
- #40 of 134
- Individual clients
- 635
- High-net-worth clients
- 304
- Accounts
- 2,090
- Discretionary
- 84% of AUM
- Employees
- 16
- Advisory staff
- 12
- Offices
- 1
Owners and executives on its Form ADV
- Michael V. WrenControlling Owner / CEO / Principal / IAR
- Christopher D. ProctorMinority Owner / Principal / Chief Financial Officer / Chief Investment Officer
- David P. DwyerMinority Owner / Principal
- Jacob A. WattsMinority Owner / Principal
- Andrew D. RogersMinority Owner / Principal
- Bethany M. LeikerChief Compliance Officer
- Joseph K. NafzigerMinority Owner/principal
- Jeffrey D. HrabeMinority Owner/principal
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 304 | $639M | 67% |
| Pension and profit sharing plans | 61 | $155M | 16% |
| Individuals | 331 | $136M | 14% |
| Corporations or other businesses | – | $14M | 1% |
| Charitable organizations | – | $9M | <1% |
Disciplinary disclosures
Legacy Financial Strategies, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗legacykc.com ↗
AtlasMembers
The full record on Legacy Financial Strategies, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 3,652 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Legacy Financial Strategies, LLC manage?
Legacy Financial Strategies, LLC reports $952 million in regulatory assets under management across 2,090 accounts, 84% of it on a discretionary basis, on its Form ADV filed July 21, 2026.
What kind of firm is Legacy Financial Strategies, LLC?
Legacy Financial Strategies, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Legacy Financial Strategies, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($639 million, 304 clients); pension and profit sharing plans ($155 million, 61 clients); individuals ($136 million, 331 clients).
Does Legacy Financial Strategies, LLC have any disciplinary history?
Legacy Financial Strategies, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Legacy Financial Strategies, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →