Wealth manager, wrap-program sponsor · Nashville, TN
Laffer Tengler Investments, Inc.
SEC-registered investment adviser · CRD 108068 · SEC 801-56953
At a glance
Laffer Tengler Investments, Inc. is an SEC-registered investment adviser based in Nashville, Tennessee, with $800 million in regulatory assets under management as of its Form ADV filed March 26, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 243 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 1,913th of 8,915 wealth managers and 6,096th of 17,210 SEC-registered advisers by assets.
Main office 800-838-3468laffertengler.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $800M
- Rank among wealth managers
- #1,913 of 8,915
- Rank among all SEC RIAs
- #6,096 of 17,210
- Rank in Tennessee
- #73 of 227
- Individual clients
- 243
- High-net-worth clients
- 98
- Accounts
- 767
- Discretionary
- 100% of AUM
- Employees
- 14
- Advisory staff
- 13
- Offices
- 6
Owners and executives on its Form ADV
- Arthur B. LafferPortfolio Manager and President
- Nancy C. TenglerChief Investment Officer and Chief Executive Officer
- Debra B. LynchChief Compliance Officer
- Sheila AsherChief Operating Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 98 | $524M | 65% |
| Corporations or other businesses | 21 | $86M | 11% |
| Insurance companies | – | $72M | 9% |
| Individuals | 145 | $56M | 7% |
| Investment companies | 1 | $24M | 3% |
| State or municipal government entities | 5 | $24M | 3% |
| Charitable organizations | 6 | $11M | 1% |
| Pension and profit sharing plans | – | $3M | <1% |
Disciplinary disclosures
Laffer Tengler Investments, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗laffertengler.com ↗
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The full record on Laffer Tengler Investments, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 4,107 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Laffer Tengler Investments, Inc. manage?
Laffer Tengler Investments, Inc. reports $800 million in regulatory assets under management across 767 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 26, 2026.
What kind of firm is Laffer Tengler Investments, Inc.?
Laffer Tengler Investments, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Laffer Tengler Investments, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($524 million, 98 clients); corporations or other businesses ($86 million, 21 clients); insurance companies ($72 million).
Does Laffer Tengler Investments, Inc. have any disciplinary history?
Laffer Tengler Investments, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Laffer Tengler Investments, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →