Wealth manager, independent · Highlands Ranch, CO
Kozak & Tripp Private Asset Management, Inc.
SEC-registered investment adviser · CRD 298353 · SEC 801-113934
At a glance
Kozak & Tripp Private Asset Management, Inc. is an SEC-registered investment adviser based in Highlands Ranch, Colorado, with $813 million in regulatory assets under management as of its Form ADV filed April 15, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 775 individual clients. By Form ADV it is a wealth manager, ranked 1,876th of 8,915 wealth managers and 6,033rd of 17,210 SEC-registered advisers by assets.
Main office 303-847-4045kozaktripp.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $813M
- Rank among wealth managers
- #1,876 of 8,915
- Rank among all SEC RIAs
- #6,033 of 17,210
- Rank in Colorado
- #99 of 359
- Individual clients
- 775
- High-net-worth clients
- 153
- Accounts
- 2,390
- Discretionary
- 100% of AUM
- Employees
- 10
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Christopher KozakOwner, CCO
- Trevor N. TrippOwner
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 153 | $560M | 69% |
| Individuals | 622 | $234M | 29% |
| Corporations or other businesses | 13 | $20M | 2% |
| Charitable organizations | 3 | $0M | <1% |
Disciplinary disclosures
Kozak & Tripp Private Asset Management, Inc. answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗kozaktripp.com ↗
AtlasMembers
The full record on Kozak & Tripp Private Asset Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 4,080 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Kozak & Tripp Private Asset Management, Inc. manage?
Kozak & Tripp Private Asset Management, Inc. reports $813 million in regulatory assets under management across 2,390 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 15, 2026.
What kind of firm is Kozak & Tripp Private Asset Management, Inc.?
Kozak & Tripp Private Asset Management, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Kozak & Tripp Private Asset Management, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($560 million, 153 clients); individuals ($234 million, 622 clients); corporations or other businesses ($20 million, 13 clients).
Does Kozak & Tripp Private Asset Management, Inc. have any disciplinary history?
Kozak & Tripp Private Asset Management, Inc. answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Kozak & Tripp Private Asset Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-15), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →