Asset manager · Austin, TX
Kestra Institutional Services, LLC
SEC-registered investment adviser · CRD 151790 · SEC 801-70743
At a glance
Kestra Institutional Services, LLC is an SEC-registered investment adviser based in Austin, Texas, with $0 in regulatory assets under management as of its Form ADV filed June 30, 2026. By Form ADV it is a asset manager, ranked 2,643rd of 3,218 asset managers and 16,620th of 17,210 SEC-registered advisers by assets.
Main office 844-553-7872As filed on Form ADV
- Regulatory AUM
- $0M
- Rank among asset managers
- #2,643 of 3,218
- Rank among all SEC RIAs
- #16,620 of 17,210
- Rank in Texas
- #1,060 of 1,081
- Clients
- 0
- Accounts
- 0
- Discretionary
- 0% of AUM
- Employees
- 10
- Advisory staff
- 10
- Offices
- 1
Owners and executives on its Form ADV
- Yin YinController
- Michael R. PedlowChief Compliance Officer, EVP
- John V. AmorePresident
- Jean-Luc DupontHead of Cybersecurity and Technology Risk
- Scott M. ZegersChief Financial Officer
- Vinay KantEVP, Chief Digital Technology Officer
- Angela D. XavierEVP, Client Experience Officer
- Jeremy S. CarrEVP, General Counsel
Custody and brokerage
Custodian
Kestra Institutional Services, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Kestra Institutional Services, LLC is a hybrid RIA: 10 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Kestra Investment Services, LLC.
- Kestra Investment Services, LLC ↗CRD 42046
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed March 2026) names Kestra Investment Services as the broker-dealer its advisers are registered with.
egistered securities representatives of an affiliated broker - dealer of ours, Kestra Investment Services, LLC (Kestra IS); registered investment adviser representatives of an affiliated RIA of ours, Kestra Private Wealth Services, LLC (Ke
Disciplinary disclosures
Kestra Institutional Services, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Kestra Institutional Services, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 626 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Kestra Institutional Services, LLC manage?
Kestra Institutional Services, LLC reports $0 in regulatory assets under management, on its Form ADV filed June 30, 2026.
What kind of firm is Kestra Institutional Services, LLC?
Kestra Institutional Services, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Does Kestra Institutional Services, LLC have any disciplinary history?
Kestra Institutional Services, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Kestra Institutional Services, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →