Asset manager · Brentwood, TN
Kaufman Hall Investment Management
Kaufman Hall Investment Management, LLC · SEC-registered investment adviser · CRD 328876 · SEC 801-129164
At a glance
Kaufman Hall Investment Management is an SEC-registered investment adviser based in Brentwood, Tennessee, with $2.8 billion in regulatory assets under management as of its Form ADV filed July 30, 2026. Its largest client group by assets is corporations or other businesses. By Form ADV it is a asset manager, ranked 910th of 3,218 asset managers and 2,942nd of 17,210 SEC-registered advisers by assets.
Main office 224-724-3809khim.comAs filed on Form ADV
- Regulatory AUM
- $2.8B
- Rank among asset managers
- #910 of 3,218
- Rank among all SEC RIAs
- #2,942 of 17,210
- Rank in Tennessee
- #18 of 227
- Clients
- 28
- Accounts
- 59
- Discretionary
- 100% of AUM
- Employees
- 9
- Advisory staff
- 7
- Offices
- 6
Owners and executives on its Form ADV
- Britt A. CesaroneSecretary
- Robert N. TurnerManager & President
- Valerie L. WitmerChief Compliance Officer
Custody and brokerage
3 custodians
- Computershare Corporate Trust$988M42%
- U.S. Bancorp Investments$928M40%
- BNY$424M18%
Other RIAs using Computershare Corporate TrustOther multi-custodian RIAs
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Corporations or other businesses | 28 | $2.8B | 100% |
Disciplinary disclosures
Kaufman Hall Investment Management answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗khim.com ↗
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The full record on Kaufman Hall Investment Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 833 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Kaufman Hall Investment Management manage?
Kaufman Hall Investment Management reports $2.8 billion in regulatory assets under management across 59 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 30, 2026.
What kind of firm is Kaufman Hall Investment Management?
Kaufman Hall Investment Management is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Kaufman Hall Investment Management’s clients?
By assets, its largest client types are corporations or other businesses ($2.8 billion, 28 clients).
Does Kaufman Hall Investment Management have any disciplinary history?
Kaufman Hall Investment Management answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Kaufman Hall Investment Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →