Asset manager · Coconut Creek, FL
Kanen Wealth Management LLC
SEC-registered investment adviser · CRD 282746 · SEC 801-116998
At a glance
Kanen Wealth Management LLC is an SEC-registered investment adviser based in Coconut Creek, Florida, with $405 million in regulatory assets under management as of its Form ADV filed May 22, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 247 individual clients. By Form ADV it is a asset manager, ranked 1,784th of 3,218 asset managers and 8,735th of 17,210 SEC-registered advisers by assets.
Main office 631-863-3100kanenadvisory.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $405M
- Rank among asset managers
- #1,784 of 3,218
- Rank among all SEC RIAs
- #8,735 of 17,210
- Rank in Florida
- #482 of 1,090
- Individual clients
- 247
- High-net-worth clients
- 110
- Accounts
- 455
- Discretionary
- 99% of AUM
- Employees
- 5
- Advisory staff
- 3
- Offices
- 2
Owners and executives on its Form ADV
- David L. KanenMember/chief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 3 | $197M | 49% |
| Investment companies | 1 | $122M | 30% |
| High-net-worth individuals | 110 | $72M | 18% |
| Individuals | 137 | $11M | 3% |
| Charitable organizations | 4 | $2M | <1% |
Private funds
Kanen Wealth Management LLC reports 3 private funds with $197M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Kanen Wealth Management LLC answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Other services
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗kanenadvisory.com ↗
AtlasMembers
The full record on Kanen Wealth Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
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- Growth over one, three and five years
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- Rank against 980 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Kanen Wealth Management LLC manage?
Kanen Wealth Management LLC reports $405 million in regulatory assets under management across 455 accounts, 99% of it on a discretionary basis, on its Form ADV filed May 22, 2026.
What kind of firm is Kanen Wealth Management LLC?
Kanen Wealth Management LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Kanen Wealth Management LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($197 million, 3 clients); investment companies ($122 million, 1 clients); high-net-worth individuals ($72 million, 110 clients).
Does Kanen Wealth Management LLC manage private funds?
Yes. It reports 3 private funds with $197 million in gross assets, including hedge funds.
Does Kanen Wealth Management LLC have any disciplinary history?
Kanen Wealth Management LLC answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Kanen Wealth Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-22), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →