Wealth manager, independent · Tulsa, OK
J M Brown Financial Partners
J M Brown & Associates, Inc. · SEC-registered investment adviser · CRD 118427 · SEC 801-130747
At a glance
J M Brown Financial Partners is an SEC-registered investment adviser based in Tulsa, Oklahoma, with $202 million in regulatory assets under management as of its Form ADV filed May 21, 2026. Its largest client group by assets is individuals, and it reports 501 individual clients. By Form ADV it is a wealth manager, ranked 5,772nd of 8,915 wealth managers and 12,180th of 17,210 SEC-registered advisers by assets.
Main office 918-496-5460As filed on Form ADV
- Regulatory AUM
- $202M
- Rank among wealth managers
- #5,772 of 8,915
- Rank among all SEC RIAs
- #12,180 of 17,210
- Rank in Oklahoma
- #59 of 84
- Individual clients
- 501
- High-net-worth clients
- 372
- Accounts
- 971
- Discretionary
- 100% of AUM
- Employees
- 7
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Ronald A. BrownPresident and Chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
J M Brown Financial Partners is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Purshe Kaplan Sterling Investments as the broker-dealer its advisers are registered with.
Some Investment Adviser Representatives of J M Brown Financial Partners are also Registered Representatives of Purshe Kaplan Sterling Investments (“PKS”), a registered broker -dealer, member FINRA/SIPC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 129 | $147M | 73% |
| High-net-worth individuals | 372 | $55M | 27% |
Disciplinary disclosures
J M Brown Financial Partners reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on J M Brown Financial Partners
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 5,986 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does J M Brown Financial Partners manage?
J M Brown Financial Partners reports $202 million in regulatory assets under management across 971 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 21, 2026.
What kind of firm is J M Brown Financial Partners?
J M Brown Financial Partners is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are J M Brown Financial Partners’s clients?
By assets, its largest client types are individuals ($147 million, 129 clients); high-net-worth individuals ($55 million, 372 clients).
Does J M Brown Financial Partners have any disciplinary history?
J M Brown Financial Partners reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is J M Brown Financial Partners’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →