Asset manager · Austin, TX
Ironhorn Advisors LLC
SEC-registered investment adviser · CRD 339425 · SEC 801-135133
At a glance
Ironhorn Advisors LLC is an SEC-registered investment adviser based in Austin, Texas, with $103 million in regulatory assets under management as of its Form ADV filed May 8, 2026. Its largest client group by assets is other. By Form ADV it is a asset manager, ranked 2,328th of 3,218 asset managers and 15,340th of 17,210 SEC-registered advisers by assets.
Main office 512-584-9606ironhorn.comAs filed on Form ADV
- Regulatory AUM
- $103M
- Rank among asset managers
- #2,328 of 3,218
- Rank among all SEC RIAs
- #15,340 of 17,210
- Rank in Texas
- #1,006 of 1,081
- Clients
- 0
- Accounts
- 25
- Discretionary
- 100% of AUM
- Employees
- 4
- Advisory staff
- 1
- Offices
- 2
Owners and executives on its Form ADV
- Brian B. KirimdarChief Investment Officer
- Monte K. Lee-WenChief Executive Officer
- Nalie N. Lee-WenChief Compliance Officer
Custody and brokerage
Custodian
Ironhorn Advisors LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Ironhorn Advisors LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed May 2026) names Britehorn Securities as the broker-dealer its advisers are registered with.
Registered Representative Supervised persons are registered representatives of Britehorn Securities, a FINRA-member securities broker/dealer, and retain the option of selling commission-based products such as annuities, insurance, stocks,
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other | – | $103M | 100% |
Disciplinary disclosures
Ironhorn Advisors LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗ironhorn.com ↗
AtlasMembers
The full record on Ironhorn Advisors LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 549 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Ironhorn Advisors LLC manage?
Ironhorn Advisors LLC reports $103 million in regulatory assets under management across 25 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 8, 2026.
What kind of firm is Ironhorn Advisors LLC?
Ironhorn Advisors LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Ironhorn Advisors LLC’s clients?
By assets, its largest client types are other ($103 million).
Does Ironhorn Advisors LLC have any disciplinary history?
Ironhorn Advisors LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Ironhorn Advisors LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-08), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →