Asset manager · Rockville, MD
Institutional Shareholder Services Inc.
SEC-registered investment adviser · CRD 111940 · SEC 801-55092
At a glance
Institutional Shareholder Services Inc. is an SEC-registered investment adviser based in Rockville, Maryland, with $0 in regulatory assets under management as of its Form ADV filed October 1, 2026. By Form ADV it is a asset manager, ranked 2,607th of 3,218 asset managers and 16,583rd of 17,210 SEC-registered advisers by assets.
Main office 301-556-0500iss-stoxx.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $0M
- Rank among asset managers
- #2,607 of 3,218
- Rank among all SEC RIAs
- #16,583 of 17,210
- Rank in Maryland
- #222 of 227
- Clients
- 2,246
- Accounts
- 0
- Discretionary
- 0% of AUM
- Employees
- 3,350
- Advisory staff
- 1,762
- Offices
- 5
Owners and executives on its Form ADV
- Rhea JonesChief Compliance Officer
- Terrence L ShenGeneral Counsel
- Virginia GomezExecutive Director and President
Custody and brokerage
Custodian
Institutional Shareholder Services Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Banking or thrift institutions | 186 | $0M | – |
| Investment companies | 45 | $0M | – |
| Pooled investment vehicles | 307 | $0M | – |
| Pension and profit sharing plans | 174 | $0M | – |
| Charitable organizations | 45 | $0M | – |
| State or municipal government entities | 19 | $0M | – |
| Other investment advisers | 1,047 | $0M | – |
| Insurance companies | 80 | $0M | – |
| Sovereign wealth funds and foreign official institutions | 12 | $0M | – |
| Corporations or other businesses | 78 | $0M | – |
| Other | 253 | $0M | – |
Disciplinary disclosures
Institutional Shareholder Services Inc. answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Pension consulting
- Periodicals or newsletters
- Security ratings or pricing
- Other services
How it’s paid
- Subscription fees
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗iss-stoxx.com ↗
AtlasMembers
The full record on Institutional Shareholder Services Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 626 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Institutional Shareholder Services Inc. manage?
Institutional Shareholder Services Inc. reports $0 in regulatory assets under management, on its Form ADV filed October 1, 2026.
What kind of firm is Institutional Shareholder Services Inc.?
Institutional Shareholder Services Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Institutional Shareholder Services Inc.’s clients?
By assets, its largest client types are banking or thrift institutions ($0, 186 clients); investment companies ($0, 45 clients); pooled investment vehicles ($0, 307 clients).
Does Institutional Shareholder Services Inc. have any disciplinary history?
Institutional Shareholder Services Inc. answers yes to 4 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Institutional Shareholder Services Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →