Private fund adviser · Boca Raton, FL
III Capital Management
SEC-registered investment adviser · CRD 113539 · SEC 801-60505
At a glance
III Capital Management is an SEC-registered investment adviser based in Boca Raton, Florida, with $88.2 billion in regulatory assets under management as of its Form ADV filed May 7, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 97th of 4,686 private fund advisers and 290th of 17,210 SEC-registered advisers by assets.
Main office 561-544-4600iiicapitalmanagement.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $88B
- Rank among private fund advisers
- #97 of 4,686
- Rank among all SEC RIAs
- #290 of 17,210
- Rank in Florida
- #10 of 1,090
- Clients
- 21
- Accounts
- 25
- Discretionary
- 100% of AUM
- Employees
- 9
- Advisory staff
- 9
- Offices
- 2
Owners and executives on its Form ADV
- Scott L. WylerChief Executive Officer
- Yelena N. AnuarChief Financial Officer
- Karen M. HansenGeneral Counsel
- Robert A. PrintzPresident
- John D. PollardChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
III Capital Management is a hybrid RIA: 9 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: AVM, L.P..
- AVM, L.P. ↗CRD 16710
An introducing broker-dealer: its trades clear through Pershing, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 16 | $63B | 71% |
| Sovereign wealth funds and foreign official institutions | – | $24B | 27% |
| Pension and profit sharing plans | 5 | $771M | <1% |
| Corporations or other businesses | – | $236M | <1% |
| Charitable organizations | – | $193M | <1% |
Private funds
III Capital Management reports 8 private funds with $48B in gross assets: hedge funds, real estate funds (Form ADV Item 7.B).
Disciplinary disclosures
III Capital Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗iiicapitalmanagement.com ↗
AtlasMembers
The full record on III Capital Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 245 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does III Capital Management manage?
III Capital Management reports $88.2 billion in regulatory assets under management across 25 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 7, 2026.
What kind of firm is III Capital Management?
III Capital Management is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are III Capital Management’s clients?
By assets, its largest client types are pooled investment vehicles ($63.1 billion, 16 clients); sovereign wealth funds and foreign official institutions ($24.0 billion); pension and profit sharing plans ($771 million, 5 clients).
Does III Capital Management manage private funds?
Yes. It reports 8 private funds with $47.6 billion in gross assets, including hedge funds, real estate funds.
Does III Capital Management have any disciplinary history?
III Capital Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is III Capital Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-07), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →