Asset manager · New York, NY
ICE Data Pricing & Reference Data, LLC
SEC-registered investment adviser · CRD 110037 · SEC 801-55222
At a glance
ICE Data Pricing & Reference Data, LLC is an SEC-registered investment adviser based in New York, New York, with $0 in regulatory assets under management as of its Form ADV filed May 18, 2026. By Form ADV it is a asset manager, ranked 2,605th of 3,218 asset managers and 16,581st of 17,210 SEC-registered advisers by assets.
Main office 212-656-3000ice.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $0M
- Rank among asset managers
- #2,605 of 3,218
- Rank among all SEC RIAs
- #16,581 of 17,210
- Rank in New York
- #2,505 of 2,591
- Clients
- 1,992
- Accounts
- 0
- Discretionary
- 0% of AUM
- Employees
- 306
- Advisory staff
- 215
- Offices
- 28
Owners and executives on its Form ADV
- Andrea L. O'RourkeSecretary & Vice President Legal
- Christopher P. KrupaPresident
- Michael G. McMasterChief Compliance Officer
- Brian L. BellTreasurer
- Mark J. HeckertChief Operating Officer, Data Services
Custody and brokerage
Custodian
ICE Data Pricing & Reference Data, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
ICE Data Pricing & Reference Data, LLC is a hybrid RIA: 11 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Archipelago Securities L.L.C., Archipelago Trading Services, Inc., ICE Bonds Securities Corporation, ICE Securities Execution & Clearing, LLC and ICE Securities Netherlands B.V..
- Archipelago Securities L.L.C. ↗CRD 102500
- Archipelago Trading Services, Inc. ↗CRD 15853
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, March 2026
- ICE Bonds Securities Corporation ↗CRD 123635
- ICE Securities Execution & Clearing, LLC ↗CRD 299634
- ICE Securities Netherlands B.V.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Banking or thrift institutions | 283 | $0M | – |
| Investment companies | 12 | $0M | – |
| Pooled investment vehicles | 4 | $0M | – |
| Charitable organizations | 10 | $0M | – |
| State or municipal government entities | 59 | $0M | – |
| Other investment advisers | 810 | $0M | – |
| Insurance companies | 107 | $0M | – |
| Sovereign wealth funds and foreign official institutions | 5 | $0M | – |
| Corporations or other businesses | 698 | $0M | – |
| Other | 4 | $0M | – |
Disciplinary disclosures
ICE Data Pricing & Reference Data, LLC answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Security ratings or pricing
- Other services
How it’s paid
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗ice.com ↗
AtlasMembers
The full record on ICE Data Pricing & Reference Data, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 626 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does ICE Data Pricing & Reference Data, LLC manage?
ICE Data Pricing & Reference Data, LLC reports $0 in regulatory assets under management, on its Form ADV filed May 18, 2026.
What kind of firm is ICE Data Pricing & Reference Data, LLC?
ICE Data Pricing & Reference Data, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are ICE Data Pricing & Reference Data, LLC’s clients?
By assets, its largest client types are banking or thrift institutions ($0, 283 clients); investment companies ($0, 12 clients); pooled investment vehicles ($0, 4 clients).
Does ICE Data Pricing & Reference Data, LLC have any disciplinary history?
ICE Data Pricing & Reference Data, LLC answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is ICE Data Pricing & Reference Data, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-18), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →