Wealth manager, independent · Atlanta, GA
Holcombe Financial, Inc.
SEC-registered investment adviser · CRD 142238 · SEC 801-67308
At a glance
Holcombe Financial, Inc. is an SEC-registered investment adviser based in Atlanta, Georgia, with $452 million in regulatory assets under management as of its Form ADV filed June 15, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 179 individual clients. By Form ADV it is a wealth manager, ranked 3,151st of 8,915 wealth managers and 8,249th of 17,210 SEC-registered advisers by assets.
Main office 404-257-3317holcombefinancial.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $452M
- Rank among wealth managers
- #3,151 of 8,915
- Rank among all SEC RIAs
- #8,249 of 17,210
- Rank in Georgia
- #157 of 331
- Individual clients
- 179
- High-net-worth clients
- 96
- Accounts
- 722
- Discretionary
- 95% of AUM
- Employees
- 5
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Russell E HolcombePresident / Chief Compliance Officer
- Sarah R. LeeVice President & Director of Client Service
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 96 | $366M | 81% |
| Individuals | 83 | $44M | 10% |
| Pension and profit sharing plans | 5 | $27M | 6% |
| Pooled investment vehicles | 3 | $14M | 3% |
| Corporations or other businesses | – | $0M | <1% |
Private funds
Holcombe Financial, Inc. reports 3 private funds with $14M in gross assets: real estate funds (Form ADV Item 7.B).
Disciplinary disclosures
Holcombe Financial, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗holcombefinancial.com ↗
AtlasMembers
The full record on Holcombe Financial, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,719 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Holcombe Financial, Inc. manage?
Holcombe Financial, Inc. reports $452 million in regulatory assets under management across 722 accounts, 95% of it on a discretionary basis, on its Form ADV filed June 15, 2026.
What kind of firm is Holcombe Financial, Inc.?
Holcombe Financial, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Holcombe Financial, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($366 million, 96 clients); individuals ($44 million, 83 clients); pension and profit sharing plans ($27 million, 5 clients).
Does Holcombe Financial, Inc. manage private funds?
Yes. It reports 3 private funds with $14 million in gross assets, including real estate funds.
Does Holcombe Financial, Inc. have any disciplinary history?
Holcombe Financial, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Holcombe Financial, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-15), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →