Asset manager · Garden City, NY
Hilton Capital Management, LLC
SEC-registered investment adviser · CRD 116357 · SEC 801-60776
At a glance
Hilton Capital Management, LLC is an SEC-registered investment adviser based in Garden City, New York, with $3.2 billion in regulatory assets under management as of its Form ADV filed June 3, 2026. Its largest client group by assets is other, and it reports 1,537 individual clients. By Form ADV it is a asset manager, ranked 858th of 3,218 asset managers and 2,744th of 17,210 SEC-registered advisers by assets.
Main office 516-693-5380hiltoncapitalmanagement.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.2B
- Rank among asset managers
- #858 of 3,218
- Rank among all SEC RIAs
- #2,744 of 17,210
- Rank in New York
- #676 of 2,591
- Individual clients
- 1,537
- High-net-worth clients
- 153
- Accounts
- 1,647
- Discretionary
- 47% of AUM
- Employees
- 27
- Advisory staff
- 6
- Offices
- 2
Owners and executives on its Form ADV
- Barbara L. MartensChief Operating Officer
- Christopher C. O'NeillExecutive Chairman
- Alexander D. OxenhamChief Investment Officer
- Timothy W. ReillyPresident
- Ann F. KeitnerChief Compliance Officer
- Jeffrey K SeeleyChief Executive Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Hilton Capital Management, LLC is a hybrid RIA: 11 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed June 2026) names Foreside Fund Services as the broker-dealer its advisers are registered with.
ed Persons of Hilton Capital Management are also registered representatives of Foreside Fund Services, LLC a securities broker-dealer, and a member of the Financial Industry Regulatory Authority and the Securities Investor Protection Corpo
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other | 34 | $1.4B | 44% |
| Insurance companies | 7 | $516M | 16% |
| Individuals | 1,384 | $399M | 13% |
| Investment companies | 5 | $374M | 12% |
| High-net-worth individuals | 153 | $305M | 10% |
| Corporations or other businesses | 45 | $181M | 6% |
| Pension and profit sharing plans | 19 | $8M | <1% |
Disciplinary disclosures
Hilton Capital Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗hiltoncapitalmanagement.com ↗
AtlasMembers
The full record on Hilton Capital Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 792 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Hilton Capital Management, LLC manage?
Hilton Capital Management, LLC reports $3.2 billion in regulatory assets under management across 1,647 accounts, 47% of it on a discretionary basis, on its Form ADV filed June 3, 2026.
What kind of firm is Hilton Capital Management, LLC?
Hilton Capital Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Hilton Capital Management, LLC’s clients?
By assets, its largest client types are other ($1.4 billion, 34 clients); insurance companies ($516 million, 7 clients); individuals ($399 million, 1,384 clients).
Does Hilton Capital Management, LLC have any disciplinary history?
Hilton Capital Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Hilton Capital Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →