Wealth manager, independent · Belmont, MI
Henrickson Nauta Wealth Advisors, Inc.
SEC-registered investment adviser · CRD 141201 · SEC 801-69451
At a glance
Henrickson Nauta Wealth Advisors, Inc. is an SEC-registered investment adviser based in Belmont, Michigan, with $998 million in regulatory assets under management as of its Form ADV filed September 23, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 527 individual clients. By Form ADV it is a wealth manager, ranked 1,556th of 8,915 wealth managers and 5,393rd of 17,210 SEC-registered advisers by assets.
Main office 616-361-9308hnwealthadvisors.comAs filed on Form ADV
- Regulatory AUM
- $998M
- Rank among wealth managers
- #1,556 of 8,915
- Rank among all SEC RIAs
- #5,393 of 17,210
- Rank in Michigan
- #66 of 305
- Individual clients
- 527
- High-net-worth clients
- 241
- Accounts
- 2,114
- Discretionary
- 96% of AUM
- Employees
- 15
- Advisory staff
- 10
- Offices
- 1
Owners and executives on its Form ADV
- Douglas A. HenricksonOwner, President
- Jeffery D. NautaPrincipal, Chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Henrickson Nauta Wealth Advisors, Inc. is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed September 2026) names Osaic Wealth as the broker-dealer its advisers are registered with.
In addition, certain Advisory Persons are also registered representatives of Osaic.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 241 | $874M | 88% |
| Individuals | 286 | $65M | 7% |
| Pension and profit sharing plans | 21 | $36M | 4% |
| Corporations or other businesses | 5 | $21M | 2% |
| Pooled investment vehicles | 1 | $2M | <1% |
| Charitable organizations | – | $0M | <1% |
Private funds
Henrickson Nauta Wealth Advisors, Inc. reports 1 private funds with $2M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Henrickson Nauta Wealth Advisors, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗hnwealthadvisors.com ↗
AtlasMembers
The full record on Henrickson Nauta Wealth Advisors, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,547 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Henrickson Nauta Wealth Advisors, Inc. manage?
Henrickson Nauta Wealth Advisors, Inc. reports $998 million in regulatory assets under management across 2,114 accounts, 96% of it on a discretionary basis, on its Form ADV filed September 23, 2026.
What kind of firm is Henrickson Nauta Wealth Advisors, Inc.?
Henrickson Nauta Wealth Advisors, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Henrickson Nauta Wealth Advisors, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($874 million, 241 clients); individuals ($65 million, 286 clients); pension and profit sharing plans ($36 million, 21 clients).
Does Henrickson Nauta Wealth Advisors, Inc. manage private funds?
Yes. It reports 1 private funds with $2 million in gross assets, including other private funds.
Does Henrickson Nauta Wealth Advisors, Inc. have any disciplinary history?
Henrickson Nauta Wealth Advisors, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Henrickson Nauta Wealth Advisors, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →