Broker-dealer firm · Toronto, Ontario, Canada
Hazelview Securities Inc.
SEC-registered investment adviser · CRD 293469 · SEC 801-113408
At a glance
Hazelview Securities Inc. is an SEC-registered investment adviser based in Toronto, Ontario, Canada, with $943 million in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a broker-dealer firm, ranked 166th of 391 broker-dealer firms and 5,541st of 17,210 SEC-registered advisers by assets.
Main office 888-949-8439hazelview.comAs filed on Form ADV
- Regulatory AUM
- $943M
- Rank among broker-dealer firms
- #166 of 391
- Rank among all SEC RIAs
- #5,541 of 17,210
- Clients
- 7
- Accounts
- 7
- Discretionary
- 100% of AUM
- Employees
- 15
- Advisory staff
- 9
- Offices
- 1
Owners and executives on its Form ADV
- Peter M. HawkingsGeneral Counsel
- Corrado R. RussoDirector
- Carrie L. MorrisDirector
- Timothy J. FitzpatrickChief Compliance Officer
- Ugo (. BizzarriChief Executive Officer, Director
- David (. MeloChief Financial Officer
Custody and brokerage
3 custodians
- Helaba Landesbank Hessen Thuringen$164M47%
- CIBC Mellon Trust$121M35%
- BNP Paribas Securities Services$61M18%
Other RIAs using Helaba Landesbank Hessen ThuringenOther multi-custodian RIAs
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 3 | $580M | 61% |
| Other investment advisers | 4 | $363M | 39% |
Disciplinary disclosures
Hazelview Securities Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗hazelview.com ↗
AtlasMembers
The full record on Hazelview Securities Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 129 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Hazelview Securities Inc. manage?
Hazelview Securities Inc. reports $943 million in regulatory assets under management across 7 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Hazelview Securities Inc.?
Hazelview Securities Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Hazelview Securities Inc.’s clients?
By assets, its largest client types are pooled investment vehicles ($580 million, 3 clients); other investment advisers ($363 million, 4 clients).
Does Hazelview Securities Inc. have any disciplinary history?
Hazelview Securities Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Hazelview Securities Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →