Asset manager · Radnor, PA
Haverford Financial Services, Inc.
SEC-registered investment adviser · CRD 130007 · SEC 801-62759
At a glance
Haverford Financial Services, Inc. is an SEC-registered investment adviser based in Radnor, Pennsylvania, with $366 million in regulatory assets under management as of its Form ADV filed March 16, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 1,833rd of 3,218 asset managers and 9,209th of 17,210 SEC-registered advisers by assets.
Main office 610-995-8700As filed on Form ADV
- Regulatory AUM
- $366M
- Rank among asset managers
- #1,833 of 3,218
- Rank among all SEC RIAs
- #9,209 of 17,210
- Rank in Pennsylvania
- #343 of 564
- Clients
- 18
- Accounts
- 25
- Discretionary
- 100% of AUM
- Employees
- 45
- Advisory staff
- 25
- Offices
- 1
Owners and executives on its Form ADV
- George W. ConnellDirector and Indirect Owner
- Joseph J. McLaughlinChairman & Chief Executive Officer
- Marieelena V NessChief Compliance Officer
- Henry B. SmithHead of Investment Strategies
- Binney H. WietlisbachDirector
- Paul S. RovnerChief Financial Officer, Treasurer, & Director
- Timothy A. HoyleChief Investment Officer
- John S. SuppleeChief Operating Officer, Secretary & Director
- Keith AleardiPresident & Director
Custody and brokerage
3 custodians
- PNC Wealth Management$20M50%
- Morgan Stanley$13M31%
- Charles Schwab$8M19%
Other RIAs using PNC Wealth ManagementOther multi-custodian RIAs
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $321M | 88% |
| State or municipal government entities | – | $20M | 6% |
| Other | 11 | $13M | 4% |
| Individuals | – | $4M | 1% |
| Corporations or other businesses | – | $4M | 1% |
| Charitable organizations | 6 | $4M | 1% |
Disciplinary disclosures
Haverford Financial Services, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Haverford Financial Services, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 960 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Haverford Financial Services, Inc. manage?
Haverford Financial Services, Inc. reports $366 million in regulatory assets under management across 25 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 16, 2026.
What kind of firm is Haverford Financial Services, Inc.?
Haverford Financial Services, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.
Who are Haverford Financial Services, Inc.’s clients?
By assets, its largest client types are investment companies ($321 million, 1 clients); state or municipal government entities ($20 million); other ($13 million, 11 clients).
Does Haverford Financial Services, Inc. have any disciplinary history?
Haverford Financial Services, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Haverford Financial Services, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →