Wealth manager, independent · Houston, TX
Haven Wealth Group
Haven Wealth Group LLC · SEC-registered investment adviser · CRD 148099 · SEC 801-69527
At a glance
Haven Wealth Group is an SEC-registered investment adviser based in Houston, Texas, with $515 million in regulatory assets under management as of its Form ADV filed February 18, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 332 individual clients. By Form ADV it is a wealth manager, ranked 2,834th of 8,915 wealth managers and 7,707th of 17,210 SEC-registered advisers by assets.
Main office 713-980-8820havenwg.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $515M
- Rank among wealth managers
- #2,834 of 8,915
- Rank among all SEC RIAs
- #7,707 of 17,210
- Rank in Texas
- #503 of 1,081
- Individual clients
- 332
- High-net-worth clients
- 139
- Accounts
- 819
- Discretionary
- 96% of AUM
- Employees
- 11
- Advisory staff
- 8
- Offices
- 2
Owners and executives on its Form ADV
- Richea PowellPresident & CEO
- William C. CalvinExecutive Vice President
- Crystal M. HebertChief Operations Officer
- Paula J. McGeeChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 139 | $412M | 80% |
| Individuals | 193 | $72M | 14% |
| Corporations or other businesses | 11 | $28M | 5% |
| Charitable organizations | 1 | $1M | <1% |
| Pension and profit sharing plans | 4 | $1M | <1% |
Disciplinary disclosures
Haven Wealth Group reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Periodicals or newsletters
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗havenwg.com ↗
AtlasMembers
The full record on Haven Wealth Group
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,382 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Haven Wealth Group manage?
Haven Wealth Group reports $515 million in regulatory assets under management across 819 accounts, 96% of it on a discretionary basis, on its Form ADV filed February 18, 2026.
What kind of firm is Haven Wealth Group?
Haven Wealth Group is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Haven Wealth Group’s clients?
By assets, its largest client types are high-net-worth individuals ($412 million, 139 clients); individuals ($72 million, 193 clients); corporations or other businesses ($28 million, 11 clients).
Does Haven Wealth Group have any disciplinary history?
Haven Wealth Group reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Haven Wealth Group’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-18), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →