Asset manager · Hartford, CT
Hartford Investment Management Company
SEC-registered investment adviser · CRD 106699 · SEC 801-53542
At a glance
Hartford Investment Management Company is an SEC-registered investment adviser based in Hartford, Connecticut, with $123.6 billion in regulatory assets under management as of its Form ADV filed March 27, 2026. Its largest client group by assets is insurance companies. By Form ADV it is a asset manager, ranked 116th of 3,218 asset managers and 221st of 17,210 SEC-registered advisers by assets.
Main office 860-297-6700himco.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $124B
- Rank among asset managers
- #116 of 3,218
- Rank among all SEC RIAs
- #221 of 17,210
- Rank in Connecticut
- #5 of 507
- Clients
- 80
- Accounts
- 187
- Discretionary
- 95% of AUM
- Employees
- 322
- Advisory staff
- 122
- Offices
- 3
Owners and executives on its Form ADV
- Timothy L. BrennanChief Compliance Officer
- Brenda J. PageSecretary and Chief Legal Officer
- John M MaherExecutive Managing Director and Director
- Amy M. StepnowskiPresident and Director
- Peter P. PerrottiExecutive Managing Director and Director
- Ira EdelblumExecutive Managing Director and Director
- Rene AubeExecutive Managing Director and Director
- Travis S. PascavisSenior Managing Director and Director
- Harry P. NormanChief Risk Officer
- Kathleen M MatthewsChief Financial Officer
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: Hartford Funds Distributors, LLC.
- Hartford Funds Distributors, LLC ↗CRD 45995
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Insurance companies | 44 | $89B | 72% |
| Pooled investment vehicles | 13 | $21B | 17% |
| Other investment advisers | – | $6.0B | 5% |
| Pension and profit sharing plans | 5 | $3.9B | 3% |
| Banking or thrift institutions | – | $3.0B | 2% |
| Investment companies | 11 | $390M | <1% |
| Corporations or other businesses | – | $255M | <1% |
| Other | 7 | $23M | <1% |
Private funds
Hartford Investment Management Company reports 13 private funds with $21B in gross assets: liquidity funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Hartford Investment Management Company reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗himco.com ↗
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The full record on Hartford Investment Management Company
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 191 peers of its type and size
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- Owners and executives, with titles and stakes
- 10 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Hartford Investment Management Company manage?
Hartford Investment Management Company reports $123.6 billion in regulatory assets under management across 187 accounts, 95% of it on a discretionary basis, on its Form ADV filed March 27, 2026.
What kind of firm is Hartford Investment Management Company?
Hartford Investment Management Company is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Hartford Investment Management Company’s clients?
By assets, its largest client types are insurance companies ($89.3 billion, 44 clients); pooled investment vehicles ($20.8 billion, 13 clients); other investment advisers ($6.0 billion).
Does Hartford Investment Management Company manage private funds?
Yes. It reports 13 private funds with $20.8 billion in gross assets, including liquidity funds, other private funds.
Does Hartford Investment Management Company have any disciplinary history?
Hartford Investment Management Company reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Hartford Investment Management Company’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →