Chief Compliance Officer · Hartford Investment Management Company
Timothy L. Brennan
CRD 6827038 · Named on Form ADV at one SEC-registered adviser
At a glance
Hartford Investment Management Company, an SEC-registered asset manager based in Hartford, CT with $123.6 billion in regulatory assets, lists Timothy L. Brennan on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Hartford Investment Management CompanyChief Compliance OfficerAsset manager · Hartford, CT · $124B in regulatory assets
AtlasMembers
Timothy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (9)
- Brenda J. PageSecretary and Chief Legal Officer, Hartford Investment Management Company
- John M MaherExecutive Managing Director and Director, Hartford Investment Management Company
- Amy M. StepnowskiPresident and Director, Hartford Investment Management Company
- Peter P. PerrottiExecutive Managing Director and Director, Hartford Investment Management Company
- Ira EdelblumExecutive Managing Director and Director, Hartford Investment Management Company
4 more people named with Timothy on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Timothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.