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Chief Financial Officer · Hartford Investment Management Company

Kathleen M Matthews

CRD 8057607 · Named on Form ADV at one SEC-registered adviser

At a glance

Hartford Investment Management Company, an SEC-registered asset manager based in Hartford, CT with $123.6 billion in regulatory assets, lists Kathleen M Matthews on its Form ADV as Chief Financial Officer, a control person.

Firms and roles

AtlasMembers

Kathleen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

  • Timothy L. BrennanChief Compliance Officer, Hartford Investment Management Company
  • Brenda J. PageSecretary and Chief Legal Officer, Hartford Investment Management Company
  • John M MaherExecutive Managing Director and Director, Hartford Investment Management Company
  • Amy M. StepnowskiPresident and Director, Hartford Investment Management Company
  • Peter P. PerrottiExecutive Managing Director and Director, Hartford Investment Management Company

4 more people named with Kathleen on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathleen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.