Wealth manager, independent · Greenwich, CT
Greenwich Wealth Management, LLC
Greenwich Wealth Management LLC · SEC-registered investment adviser · CRD 142820 · SEC 801-68897
At a glance
Greenwich Wealth Management, LLC is an SEC-registered investment adviser based in Greenwich, Connecticut, with $3.5B in regulatory assets under management as of its Form ADV filed July 28, 2026. It reports 589 individual clients, 491 of them high-net-worth, holding an average of about $3.8 million each, and 13 employees. That ranks it 310th among the nation’s 5,657 independent wealth management RIAs and 7th of 100 in Connecticut. It reports Interactive Brokers as the custodian for its clients’ separately managed accounts.
Main office 203-618-0100greenwichwealth.comAs filed on Form ADV
- Regulatory AUM
- $3.5B
- Rank among independent wealth managers
- #310 of 5,657
- Rank among all SEC RIAs
- #2,587 of 17,210
- Rank in Connecticut
- #7 of 100
- Individual clients
- 589
- High-net-worth clients
- 491
- Accounts
- 625
- Discretionary
- 82% of AUM
- Employees
- 13
- Advisory staff
- 11
- Offices
- 3
Owners and executives on its Form ADV
- Michael J. FreeburgManaging Member
- Daniel J. SullivanChief Compliance Officer, Member
- Harry E. FiggieMember
- Jackson H. KleinertMember
Custody and brokerage
Broker-dealer
No broker-dealer ties
Greenwich Wealth Management, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 491 | $2.2B | 63% |
| Corporations or other businesses | 20 | $1.2B | 33% |
| Charitable organizations | 10 | $73M | 2% |
| Pension and profit sharing plans | 6 | $35M | 1% |
| Individuals | 98 | $16M | <1% |
Disciplinary disclosures
Greenwich Wealth Management, LLC answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗greenwichwealth.com ↗
AtlasMembers
The full record on Greenwich Wealth Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,159 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Connecticut
All of Connecticut →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Northcoast Asset Management LLCStamford | $5.0B | 4,412 |
| Connecticut Wealth Management, LLCFarmington | $4.5B | 1,303 |
| Essex Financial Services, Inc.Essex | $4.2B | 2,780 |
| Principle WealthMadison | $3.2B | 1,173 |
| Johnson BrunettiWethersfield | $2.8B | 6,038 |
| Main Street Research LLCLakeville | $2.7B | 1,018 |
Background
Questions
How much does Greenwich Wealth Management, LLC manage?
Greenwich Wealth Management, LLC reports $3.5B in regulatory assets under management across 625 accounts, 82% of it on a discretionary basis, on its Form ADV filed July 28, 2026.
How many clients does Greenwich Wealth Management, LLC have?
It reports 589 individual clients: 491 high-net-worth individuals and 98 other individuals. Individuals account for about 64% of its regulatory assets.
Where is Greenwich Wealth Management, LLC headquartered?
Its main office is in Greenwich, Connecticut. It reports 3 offices in total and 13 employees, 11 of whom perform investment advisory functions.
How does Greenwich Wealth Management, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Greenwich Wealth Management, LLC use?
It reports Interactive Brokers as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed July 28, 2026, it reports these amounts held: Interactive Brokers ($3.4B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Greenwich Wealth Management, LLC a hybrid RIA with a broker-dealer?
Greenwich Wealth Management, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Greenwich Wealth Management, LLC a fiduciary?
As an SEC-registered investment adviser, Greenwich Wealth Management, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Greenwich Wealth Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →