Asset manager · Fairfax, VA
Golden Spark Insights
Golden Spark Insights Merchant Banking Group Inc. · SEC-registered investment adviser · CRD 339382 · SEC 801-134832
At a glance
Golden Spark Insights is an SEC-registered investment adviser based in Fairfax, Virginia, with $400 million in regulatory assets under management as of its Form ADV filed March 19, 2026. Its largest client group by assets is corporations or other businesses. By Form ADV it is a asset manager, ranked 1,793rd of 3,218 asset managers and 8,794th of 17,210 SEC-registered advisers by assets.
Main office 508-981-2447goldensparkinsight.comAs filed on Form ADV
- Regulatory AUM
- $400M
- Rank among asset managers
- #1,793 of 3,218
- Rank among all SEC RIAs
- #8,794 of 17,210
- Rank in Virginia
- #153 of 300
- Clients
- 2
- Accounts
- 2
- Discretionary
- 100% of AUM
- Employees
- 1
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Ujjwall Sai Sunder UppuluriChief Compliance Officer, Principal and Founder
Custody and brokerage
Custodian
Golden Spark Insights’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Corporations or other businesses | 2 | $400M | 100% |
Disciplinary disclosures
Golden Spark Insights reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for businesses and institutions
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Subscription fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗goldensparkinsight.com ↗
AtlasMembers
The full record on Golden Spark Insights
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 980 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Golden Spark Insights manage?
Golden Spark Insights reports $400 million in regulatory assets under management across 2 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 19, 2026.
What kind of firm is Golden Spark Insights?
Golden Spark Insights is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Golden Spark Insights’s clients?
By assets, its largest client types are corporations or other businesses ($400 million, 2 clients).
Does Golden Spark Insights have any disciplinary history?
Golden Spark Insights reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Golden Spark Insights’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-19), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →