Asset manager · Boston, MA
Geode Capital Management, LLC
SEC-registered investment adviser · CRD 115504 · SEC 801-61117
At a glance
Geode Capital Management, LLC is an SEC-registered investment adviser based in Boston, Massachusetts, with $1.7 trillion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 11th of 3,218 asset managers and 13th of 17,210 SEC-registered advisers by assets.
Main office 800-777-6757geodecapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.74T
- Rank among asset managers
- #11 of 3,218
- Rank among all SEC RIAs
- #13 of 17,210
- Rank in Massachusetts
- #2 of 627
- Clients
- 165
- Accounts
- 176
- Discretionary
- 100% of AUM
- Employees
- 194
- Advisory staff
- 37
- Offices
- 1
Owners and executives on its Form ADV
- Jennifer S. UhrigDirector
- Sorin C. CodreanuChief Financial Officer
- Philip L. BullenDirector
- Thomas M. SpragueDirector
- Michael K EvenDirector
- Alok K. KapoorDirector
- Michael A. CicconeChief Compliance Officer
- Gerard J. McGrawDirector
- Laura M DohertyChief Operating Officer
- Kathryn A. DunnDirector
- Brad E. MoyerGeneral Counsel
- Ronald E. DepoaloPresident and Chief Executive Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 91 | $1.64T | 95% |
| Pooled investment vehicles | 74 | $85B | 5% |
| Sovereign wealth funds and foreign official institutions | – | $5.0B | <1% |
| Pension and profit sharing plans | – | $2.2B | <1% |
| State or municipal government entities | – | $498M | <1% |
| Charitable organizations | – | $352M | <1% |
| Corporations or other businesses | – | $170M | <1% |
Disciplinary disclosures
Geode Capital Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗geodecapital.com ↗
AtlasMembers
The full record on Geode Capital Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 25 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 12 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Geode Capital Management, LLC manage?
Geode Capital Management, LLC reports $1.7 trillion in regulatory assets under management across 176 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Geode Capital Management, LLC?
Geode Capital Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Geode Capital Management, LLC’s clients?
By assets, its largest client types are investment companies ($1.6 trillion, 91 clients); pooled investment vehicles ($84.9 billion, 74 clients); sovereign wealth funds and foreign official institutions ($5.0 billion).
Does Geode Capital Management, LLC have any disciplinary history?
Geode Capital Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Geode Capital Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →